|
SEC
|
BERNSTEIN SETH P
|
President and CEO
|
|
-25K
|
$40.05
|
-$999.09K
|
|
|
SEC
|
BERNSTEIN SETH P
|
President and CEO
|
|
-6.7K
|
$40.12
|
-$270.73K
|
|
|
SEC
|
Kaye Daniel G
|
N/A
|
|
-4.8K
|
$40.80
|
-$196.86K
|
|
|
SEC
|
Hogbin Christopher
|
Global Head of Investments
|
|
-6K
|
$40.87
|
-$246.28K
|
|
|
SEC
|
Stonehill Charles G.T.
|
N/A
|
|
-5K
|
$41.18
|
-$205.90K
|
|
|
SEC
|
Equitable Holdings, Inc.
|
N/A
|
|
+20M
|
$38.50
|
+$757.79M
|
|
|
SEC
|
Equitable Holdings, Inc.
|
N/A
|
|
+1.2M
|
$35.12
|
+$42.14M
|
|
|
SEC
|
Stonehill Charles G.T.
|
N/A
|
|
-4K
|
$34.87
|
-$139.48K
|
|
|
SEC
|
Hogbin Christopher
|
Global Head of Investments
|
|
-13K
|
$34.87
|
-$445.67K
|
|
|
SEC
|
Burke Kate C
|
Former COO & CFO
|
|
-5K
|
$29.56
|
-$147.80K
|
|
|
SEC
|
Burke Kate C
|
COO & CFO
|
|
-13K
|
$33.79
|
-$422.38K
|
|
|
SEC
|
Burke Kate C
|
COO & CFO
|
|
-13K
|
$35.04
|
-$438.00K
|
|
|
SEC
|
BERNSTEIN SETH P
|
President and CEO
|
|
-75K
|
$37.91
|
-$2.86M
|
|
|
SEC
|
MANLEY MARK R
|
Gl Head of Compl & Gen Counsel
|
|
-700
|
$40.70
|
-$28.49K
|
|
|
SEC
|
Sprules Karl
|
Head of Global Tech and Ops
|
|
-77K
|
$38.76
|
-$2.98M
|
|
|
SEC
|
BERNSTEIN SETH P
|
President and CEO
|
|
+118K
|
$38.84
|
+$4.58M
|
|
|
SEC
|
Burke Kate C
|
COO & CFO
|
|
+41K
|
$38.84
|
+$1.60M
|
|
|
SEC
|
Erzan Onur
|
Head, Gl. Cl. Grp. & Pr. Wlth.
|
|
+39K
|
$38.84
|
+$1.51M
|
|
|
SEC
|
MANLEY MARK R
|
Gl Head of Compl & Gen Counsel
|
|
+8.9K
|
$38.84
|
+$345.02K
|
|
|
SEC
|
Siemers William R
|
SVP, Controller & CAO
|
|
+4.5K
|
$38.84
|
+$175.01K
|
|
|
SEC
|
Sprules Karl
|
Head of Global Tech and Ops
|
|
+28K
|
$38.84
|
+$1.10M
|
|
|
SEC
|
BERNSTEIN SETH P
|
President and CEO
|
|
-29K
|
$40.70
|
-$1.17M
|
|
|
SEC
|
Burke Kate C
|
COO & CFO
|
|
-77K
|
$40.70
|
-$3.14M
|
|
|
SEC
|
Erzan Onur
|
Head, Gl. Cl. Grp. & Pr. Wlth.
|
|
-4.7K
|
$40.70
|
-$191.17K
|
|
|
SEC
|
MANLEY MARK R
|
Gl Head of Compl & Gen Counsel
|
|
-17K
|
$40.70
|
-$710.17K
|
|
|
SEC
|
Siemers William R
|
SVP, Controller & CAO
|
|
-5.3K
|
$40.70
|
-$215.02K
|
|
|
SEC
|
Sprules Karl
|
Head of Global Tech and Ops
|
|
-74K
|
$40.70
|
-$3.01M
|
|
|
SEC
|
MANLEY MARK R
|
Gl Head of Compl & Gen Counsel
|
|
-5K
|
$40.88
|
-$204.40K
|
|
|
SEC
|
Stonehill Charles G.T.
|
N/A
|
|
-1.4K
|
$40.61
|
-$56.85K
|
|
|
SEC
|
Domenici Nella
|
N/A
|
|
+4.4K
|
$38.55
|
+$170.01K
|
|
|
SEC
|
Kaye Daniel G
|
N/A
|
|
+4.4K
|
$38.55
|
+$170.01K
|
|
|
SEC
|
LAMMTENNANT JOAN M
|
N/A
|
|
+4.4K
|
$38.55
|
+$170.01K
|
|
|
SEC
|
Matus Kristi Ann
|
N/A
|
|
+4.4K
|
$38.55
|
+$170.01K
|
|
|
SEC
|
Narayandas Das
|
N/A
|
|
+4.4K
|
$38.55
|
+$170.01K
|
|
|
SEC
|
Stonehill Charles G.T.
|
N/A
|
|
+4.4K
|
$38.55
|
+$170.01K
|
|
|
SEC
|
Walthall Todd
|
N/A
|
|
+4.4K
|
$38.55
|
+$170.01K
|
|
|
SEC
|
MANLEY MARK R
|
Gl Head of Compl & Gen Counsel
|
|
-5K
|
$38.98
|
-$194.90K
|
|
|
SEC
|
Siemers William R
|
SVP, Interim CFO, Cntr. & CAO
|
|
+22K
|
$45.72
|
+$1.00M
|
|
|
SEC
|
BERNSTEIN SETH P
|
President and CEO
|
|
+103K
|
$50.94
|
+$5.23M
|
|
|
SEC
|
Burke Kate C
|
COO & Head of Private Wealth
|
|
+36K
|
$50.94
|
+$1.82M
|
|
|
SEC
|
Cranch Laurence E
|
Chief Legal Officer
|
|
+11K
|
$50.94
|
+$575.01K
|
|
|
SEC
|
Dibadj Ali
|
CFO and Head of Strategy
|
|
+31K
|
$50.94
|
+$1.58M
|
|
|
SEC
|
Siemers William R
|
SVP, Controller & CAO
|
|
+2.7K
|
$50.94
|
+$137.49K
|
|
|
SEC
|
Sprules Karl
|
Head of Global Tech and Ops
|
|
+25K
|
$50.94
|
+$1.27M
|
|
|
SEC
|
Dibadj Ali
|
CFO and Head of Strategy
|
|
-3.9K
|
$50.32
|
-$197.00K
|
|
|
SEC
|
BERNSTEIN SETH P
|
President and CEO
|
|
-20K
|
$49.95
|
-$996.95K
|
|
|
SEC
|
Burke Kate C
|
COO & Head of Private Wealth
|
|
-11K
|
$50.79
|
-$542.34K
|
|
|
SEC
|
Cranch Laurence E
|
Chief Legal Officer
|
|
-4.3K
|
$49.95
|
-$215.38K
|
|
|
SEC
|
Siemers William R
|
SVP, Controller & CAO
|
|
-1K
|
$49.95
|
-$51.50K
|
|
|
SEC
|
Sprules Karl
|
Head of Global Tech and Ops
|
|
-12K
|
$49.95
|
-$589.21K
|
|
|
SEC
|
AUDET PAUL
|
N/A
|
|
+3.9K
|
$43.40
|
+$170.04K
|
|
|
SEC
|
Domenici Nella
|
N/A
|
|
+3.9K
|
$43.30
|
+$169.65K
|
|
|
SEC
|
Kaye Daniel G
|
N/A
|
|
+3.9K
|
$43.40
|
+$170.04K
|
|
|
SEC
|
Matus Kristi Ann
|
N/A
|
|
+3.9K
|
$43.40
|
+$170.04K
|
|
|
SEC
|
Narayandas Das
|
N/A
|
|
+3.9K
|
$43.40
|
+$170.04K
|
|
|
SEC
|
OLIVEIRA RAMON DE
|
N/A
|
|
+3.9K
|
$43.40
|
+$170.04K
|
|
|
SEC
|
SCOTT BERTRAM L
|
N/A
|
|
+3.9K
|
$43.40
|
+$170.04K
|
|
|
SEC
|
Stonehill Charles G.T.
|
N/A
|
|
+3.9K
|
$43.40
|
+$170.04K
|
|
|
SEC
|
BERNSTEIN SETH P
|
President and CEO
|
|
-84K
|
$43.11
|
-$3.61M
|
|
|
SEC
|
Cranch Laurence E
|
Chief Legal Officer
|
|
-9.2K
|
$37.71
|
-$345.20K
|
|
|
SEC
|
Weisenseel John C
|
Chief Financial Officer
|
|
-7.9K
|
$35.35
|
-$279.72K
|
|
|
SEC
|
BERNSTEIN SETH P
|
President and CEO
|
|
-19K
|
$32.60
|
-$603.49K
|
|
|
SEC
|
Burke Kate C
|
Chief Operating Officer
|
|
-7K
|
$32.60
|
-$227.45K
|
|
|
SEC
|
Cranch Laurence E
|
Chief Legal Officer
|
|
-4K
|
$32.60
|
-$131.48K
|
|
|
SEC
|
Siemers William R
|
SVP, Controller & CAO
|
|
-945
|
$32.60
|
-$30.81K
|
|
|
SEC
|
Burke Kate C
|
Chief Operating Officer
|
|
-9.2K
|
$27.90
|
-$257.91K
|
|
|
SEC
|
Gingrich James A
|
Chief Operating Officer
|
|
-2.3K
|
$27.37
|
-$64.16K
|
|
|
SEC
|
Gingrich James A
|
Chief Operating Officer
|
|
-60K
|
$26.32
|
-$1.58M
|
|
|
SEC
|
AUDET PAUL
|
N/A
|
|
+7.2K
|
$23.69
|
+$170.00K
|
|
|
SEC
|
Cranch Laurence E
|
General Counsel
|
|
-11K
|
$23.74
|
-$258.20K
|
|
|
SEC
|
Domenici Nella
|
N/A
|
|
+7.2K
|
$23.69
|
+$170.00K
|
|
|
SEC
|
Kaye Daniel G
|
N/A
|
|
+7.2K
|
$23.69
|
+$170.00K
|
|
|
SEC
|
Matus Kristi Ann
|
N/A
|
|
+7.2K
|
$23.69
|
+$170.00K
|
|
|
SEC
|
Narayandas Das
|
N/A
|
|
+7.2K
|
$23.69
|
+$170.00K
|
|
|
SEC
|
OLIVEIRA RAMON DE
|
N/A
|
|
+7.2K
|
$23.69
|
+$170.00K
|
|
|
SEC
|
Stonehill Charles G.T.
|
N/A
|
|
+7.2K
|
$23.69
|
+$170.00K
|
|
|
SEC
|
BERNSTEIN SETH P
|
President and CEO
|
|
+15K
|
$23.66
|
+$354.90K
|
|
|
SEC
|
Gingrich James A
|
Chief Operating Officer
|
|
-75K
|
$32.28
|
-$2.42M
|
|
|
SEC
|
Gingrich James A
|
Chief Operating Officer
|
|
-98K
|
$32.13
|
-$3.13M
|
|
|
SEC
|
Gingrich James A
|
Chief Operating Officer
|
|
-2.6K
|
$33.43
|
-$88.36K
|
|
|
SEC
|
Gingrich James A
|
Chief Operating Officer
|
|
-81K
|
$35.34
|
-$2.87M
|
|
|
SEC
|
Gingrich James A
|
Chief Operating Officer
|
|
-100K
|
$35.45
|
-$3.55M
|
|
|
SEC
|
Gingrich James A
|
Chief Operating Officer
|
|
-38K
|
$34.53
|
-$1.32M
|
|
|
SEC
|
Gingrich James A
|
Chief Operating Officer
|
|
-13K
|
$32.75
|
-$423.23K
|
|
|
SEC
|
Weisenseel John C
|
Chief Financial Officer
|
|
-7.8K
|
$32.75
|
-$254.27K
|
|
|
SEC
|
BERNSTEIN SETH P
|
President and CEO
|
|
+139K
|
$28.75
|
+$4.00M
|
|
|
SEC
|
Burke Kate C
|
Chief Administrative Officer
|
|
+36K
|
$28.75
|
+$1.04M
|
|
|
SEC
|
Cranch Laurence E
|
General Counsel
|
|
+23K
|
$28.75
|
+$660.01K
|
|
|
SEC
|
Siemers William R
|
SVP, Controller & CAO
|
|
+5K
|
$28.75
|
+$143.20K
|
|
|
SEC
|
Weisenseel John C
|
Chief Financial Officer
|
|
+29K
|
$28.75
|
+$842.49K
|
|
|
SEC
|
Burke Kate C
|
Chief Administrative Officer
|
|
-4.6K
|
$28.97
|
-$132.16K
|
|
|
SEC
|
Cranch Laurence E
|
General Counsel
|
|
-9.2K
|
$28.97
|
-$266.73K
|
|
|
SEC
|
Gingrich James A
|
Chief Operating Officer
|
|
-424K
|
$28.97
|
-$12.28M
|
|
|
SEC
|
Siemers William R
|
SVP, Controller & CAO
|
|
-873
|
$28.97
|
-$25.29K
|
|
|
SEC
|
Weisenseel John C
|
Chief Financial Officer
|
|
-33K
|
$29.61
|
-$968.93K
|
|
|
SEC
|
Burke Kate C
|
Chief Administrative Officer
|
|
-19K
|
$28.75
|
-$543.29K
|
|
|
SEC
|
AUDET PAUL
|
N/A
|
|
+5.8K
|
$29.26
|
+$170.00K
|
|
|
SEC
|
Fallon-Walsh Barbara
|
N/A
|
|
+5.8K
|
$29.26
|
+$170.00K
|
|
|
SEC
|
Kaye Daniel G
|
N/A
|
|
+5.8K
|
$29.26
|
+$170.00K
|
|
|
SEC
|
Leibowitz Shelley
|
N/A
|
|
+5.8K
|
$29.26
|
+$170.00K
|
|
|
SEC
|
Narayandas Das
|
N/A
|
|
+5.8K
|
$29.26
|
+$170.00K
|
|
|
SEC
|
OLIVEIRA RAMON DE
|
N/A
|
|
+5.8K
|
$29.26
|
+$170.00K
|
|
|
SEC
|
Stonehill Charles G.T.
|
N/A
|
|
+5.8K
|
$29.26
|
+$170.00K
|
|
|
SEC
|
Gingrich James A
|
Chief Operating Officer
|
|
-45K
|
$29.19
|
-$1.31M
|
|
|
SEC
|
Gingrich James A
|
Chief Operating Officer
|
|
-50K
|
$30.06
|
-$1.50M
|
|
|
SEC
|
Cranch Laurence E
|
General Counsel
|
|
-18K
|
$30.30
|
-$542.76K
|
|
|
SEC
|
Gingrich James A
|
Chief Operating Officer
|
|
-70K
|
$30.29
|
-$2.13M
|
|
|
SEC
|
Cranch Laurence E
|
General Counsel
|
|
-131K
|
$30.04
|
-$3.93M
|
|
|
SEC
|
AXA Equitable Holdings, Inc.
|
N/A
|
|
+255K
|
$24.95
|
+$6.35M
|
|
|
SEC
|
BERNSTEIN SETH P
|
President and CEO
|
|
+150K
|
$26.69
|
+$4.00M
|
|
|
SEC
|
Burke Kate C
|
Head of Human Capital and CTO
|
|
+16K
|
$26.69
|
+$440.01K
|
|
|
SEC
|
Cranch Laurence E
|
General Counsel
|
|
+25K
|
$26.69
|
+$659.99K
|
|
|
SEC
|
Siemers William R
|
SVP, Controller & CAO
|
|
+3.7K
|
$26.69
|
+$97.50K
|
|
|
SEC
|
Weisenseel John C
|
Chief Financial Officer
|
|
+32K
|
$26.69
|
+$842.50K
|
|
|
SEC
|
Burke Kate C
|
Head of Human Capital and CTO
|
|
-4.4K
|
$30.21
|
-$131.59K
|
|
|
SEC
|
Cranch Laurence E
|
General Counsel
|
|
-11K
|
$30.21
|
-$322.88K
|
|
|
SEC
|
Gingrich James A
|
Chief Operating Officer
|
|
-27K
|
$30.21
|
-$824.31K
|
|
|
SEC
|
Siemers William R
|
SVP, Controller & CAO
|
|
-858
|
$30.21
|
-$25.92K
|
|
|
SEC
|
Weisenseel John C
|
Chief Financial Officer
|
|
-1.8K
|
$30.21
|
-$52.93K
|
|
|
SEC
|
Siemers William R
|
SVP, Controller & CAO
|
|
+17K
|
$29.30
|
+$500.00K
|
|
|
SEC
|
Burke Kate C
|
Head of Human Capital and CTO
|
|
+152K
|
$26.35
|
+$4.00M
|
|
|
SEC
|
Cranch Laurence E
|
General Counsel
|
|
+152K
|
$26.35
|
+$4.00M
|
|
|
SEC
|
Gingrich James A
|
Chief Operating Officer
|
|
+531K
|
$26.35
|
+$14.00M
|
|
|
SEC
|
Weisenseel John C
|
Chief Financial Officer
|
|
+152K
|
$26.35
|
+$4.00M
|
|
|
SEC
|
Cranch Laurence E
|
General Counsel
|
|
-11K
|
$27.30
|
-$286.95K
|
|
|
SEC
|
Gingrich James A
|
Chief Operating Officer
|
|
-6K
|
$27.30
|
-$163.42K
|
|
|
SEC
|
AXA Equitable Holdings, Inc.
|
N/A
|
|
+125K
|
$24.95
|
+$3.12M
|
|
|
SEC
|
Burke Kate C
|
Head of Human Capital and CTO
|
|
+16K
|
$24.95
|
+$410.00K
|
|
|
SEC
|
Cranch Laurence E
|
General Counsel
|
|
+26K
|
$24.95
|
+$660.00K
|
|
|
SEC
|
FARRELL EDWARD J
|
SVP and Controller
|
|
+8.8K
|
$24.95
|
+$220.01K
|
|
|
SEC
|
Weisenseel John C
|
Chief Financial Officer
|
|
+31K
|
$24.95
|
+$785.00K
|
|
|
SEC
|
Burke Kate C
|
Head of Human Capital and CTO
|
|
-3.6K
|
$24.85
|
-$88.24K
|
|
|
SEC
|
Cranch Laurence E
|
General Counsel
|
|
-7.5K
|
$24.85
|
-$186.85K
|
|
|
SEC
|
FARRELL EDWARD J
|
SVP and Controller
|
|
-3.5K
|
$24.85
|
-$86.48K
|
|
|
SEC
|
Gingrich James A
|
Chief Operating Officer
|
|
-51K
|
$24.85
|
-$1.26M
|
|
|
SEC
|
van Brugge Robert P
|
Chairman and CEO, SCB LLC
|
|
-35K
|
$24.85
|
-$857.60K
|
|
|
SEC
|
Weisenseel John C
|
Chief Financial Officer
|
|
-3.8K
|
$24.85
|
-$94.03K
|
|
|
SEC
|
FARRELL EDWARD J
|
SVP and Controller
|
|
-10K
|
$25.20
|
-$252.00K
|
|
|
SEC
|
van Brugge Robert P
|
Chairman and CEO, SCB LLC
|
|
-10K
|
$24.82
|
-$248.20K
|
|
|
SEC
|
Gingrich James A
|
Chief Operating Officer
|
|
-5.7K
|
$25.00
|
-$141.48K
|
|
|
SEC
|
Gingrich James A
|
Chief Operating Officer
|
|
-30K
|
$25.01
|
-$750.30K
|
|
|
SEC
|
Gingrich James A
|
Chief Operating Officer
|
|
-24K
|
$24.93
|
-$585.86K
|
|
|
SEC
|
Gingrich James A
|
Chief Operating Officer
|
|
-7K
|
$24.70
|
-$172.90K
|
|
|
SEC
|
Gingrich James A
|
Chief Operating Officer
|
|
-11K
|
$24.32
|
-$255.36K
|
|
|
SEC
|
Gingrich James A
|
Chief Operating Officer
|
|
-11K
|
$24.35
|
-$255.68K
|
|
|
SEC
|
Gingrich James A
|
Chief Operating Officer
|
|
-11K
|
$24.18
|
-$253.89K
|
|
|
SEC
|
Gingrich James A
|
Chief Operating Officer
|
|
-11K
|
$24.27
|
-$254.84K
|
|
|
SEC
|
Gingrich James A
|
Chief Operating Officer
|
|
-11K
|
$23.95
|
-$251.48K
|
|
|
SEC
|
Hicks Weston M
|
N/A
|
|
-16K
|
$24.40
|
-$381.30K
|
|
|
SEC
|
Gingrich James A
|
Chief Operating Officer
|
|
-11K
|
$23.62
|
-$248.01K
|
|
|
SEC
|
Gingrich James A
|
Chief Operating Officer
|
|
-11K
|
$21.34
|
-$224.07K
|
|
|
SEC
|
Weisenseel John C
|
Chief Financial Officer
|
|
-6K
|
$23.40
|
-$140.40K
|
|
|
SEC
|
Gingrich James A
|
Chief Operating Officer
|
|
-11K
|
$21.23
|
-$222.92K
|
|
|
SEC
|
Weisenseel John C
|
Chief Financial Officer
|
|
-6K
|
$23.32
|
-$139.92K
|
|
|
SEC
|
AXA AMERICA HOLDINGS, INC.
|
N/A
|
|
+1.1M
|
$22.90
|
+$24.53M
|
|
|
SEC
|
Gingrich James A
|
Chief Operating Officer
|
|
-11K
|
$21.12
|
-$221.76K
|
|
|
SEC
|
Weisenseel John C
|
Chief Financial Officer
|
|
-6K
|
$23.15
|
-$138.90K
|
|
|
SEC
|
Gingrich James A
|
Chief Operating Officer
|
|
-11K
|
$21.28
|
-$223.44K
|
|
|
SEC
|
Weisenseel John C
|
Chief Financial Officer
|
|
-6K
|
$23.40
|
-$140.40K
|
|
|
SEC
|
Gingrich James A
|
Chief Operating Officer
|
|
-11K
|
$21.07
|
-$221.24K
|
|
|
SEC
|
Weisenseel John C
|
Chief Financial Officer
|
|
-6K
|
$23.08
|
-$138.48K
|
|
|
SEC
|
Gingrich James A
|
Chief Operating Officer
|
|
-11K
|
$21.52
|
-$225.96K
|
|
|
SEC
|
Weisenseel John C
|
Chief Financial Officer
|
|
-7K
|
$23.79
|
-$166.53K
|
|
|
SEC
|
Gingrich James A
|
Chief Operating Officer
|
|
-11K
|
$21.63
|
-$227.12K
|
|
|
SEC
|
Weisenseel John C
|
Chief Financial Officer
|
|
-8K
|
$23.99
|
-$191.92K
|
|
|
SEC
|
Gingrich James A
|
Chief Operating Officer
|
|
-11K
|
$21.98
|
-$230.79K
|
|
|
SEC
|
Gingrich James A
|
Chief Operating Officer
|
|
-11K
|
$21.95
|
-$230.48K
|
|
|
SEC
|
Gingrich James A
|
Chief Operating Officer
|
|
-12K
|
$21.83
|
-$260.26K
|
|
|
SEC
|
Gingrich James A
|
Chief Operating Officer
|
|
-30K
|
$22.33
|
-$669.90K
|
|
|
SEC
|
Gingrich James A
|
Chief Operating Officer
|
|
-11K
|
$22.18
|
-$232.89K
|
|
|
SEC
|
Gingrich James A
|
Chief Operating Officer
|
|
-11K
|
$22.01
|
-$231.11K
|
|
|
SEC
|
Gingrich James A
|
Chief Operating Officer
|
|
-11K
|
$21.85
|
-$229.43K
|
|
|
SEC
|
Gingrich James A
|
Chief Operating Officer
|
|
-21K
|
$23.83
|
-$500.43K
|
|
|
SEC
|
Gingrich James A
|
Chief Operating Officer
|
|
-11K
|
$21.43
|
-$225.02K
|
|
|
SEC
|
Gingrich James A
|
Chief Operating Officer
|
|
-11K
|
$21.21
|
-$222.71K
|
|
|
SEC
|
Gingrich James A
|
Chief Operating Officer
|
|
-11K
|
$21.38
|
-$224.49K
|
|
|
SEC
|
Gingrich James A
|
Chief Operating Officer
|
|
-11K
|
$21.11
|
-$221.66K
|
|
|
SEC
|
Gingrich James A
|
Chief Operating Officer
|
|
-11K
|
$21.11
|
-$221.66K
|
|
|
SEC
|
Gingrich James A
|
Chief Operating Officer
|
|
-11K
|
$21.07
|
-$221.24K
|
|
|
SEC
|
Gingrich James A
|
Chief Operating Officer
|
|
-11K
|
$20.97
|
-$220.19K
|
|
|
SEC
|
FARRELL EDWARD J
|
SVP and Controller
|
|
-10K
|
$23.15
|
-$231.50K
|
|
|
SEC
|
Gingrich James A
|
Chief Operating Officer
|
|
-3.5K
|
$20.77
|
-$72.70K
|
|
|
SEC
|
Gingrich James A
|
Chief Operating Officer
|
|
-5.3K
|
$20.83
|
-$109.36K
|
|
|
SEC
|
SLUTSKY LORIE A
|
N/A
|
|
-9.8K
|
$22.63
|
-$220.85K
|
|
|
SEC
|
ELLIOTT STEVEN G
|
N/A
|
|
-16K
|
$22.18
|
-$346.61K
|
|
|
SEC
|
Zoellick Robert B.
|
N/A
|
|
+11K
|
$21.85
|
+$246.91K
|
|
|
SEC
|
Hechinger Deborah S
|
N/A
|
|
-7.8K
|
$21.05
|
-$164.48K
|
|
|
SEC
|
SCHOEN SCOTT A
|
N/A
|
|
-16K
|
$20.91
|
-$326.76K
|
|
|
SEC
|
Hechinger Deborah S
|
N/A
|
|
-10K
|
$21.02
|
-$218.19K
|
|
|
SEC
|
BERNSTEIN SETH P
|
President and CEO
|
|
+165K
|
$21.25
|
+$3.50M
|
|
|
SEC
|
Fallon-Walsh Barbara
|
N/A
|
|
+7.1K
|
$21.25
|
+$150.00K
|
|
|
SEC
|
Kaye Daniel G
|
N/A
|
|
+7.1K
|
$21.25
|
+$150.00K
|
|
|
SEC
|
OLIVEIRA RAMON DE
|
N/A
|
|
+7.1K
|
$21.25
|
+$150.00K
|
|
|
SEC
|
Zoellick Robert B.
|
N/A
|
|
+20K
|
$21.25
|
+$425.00K
|
|
|
SEC
|
SCHOEN SCOTT A
|
N/A
|
|
-62K
|
$21.20
|
-$1.31M
|
|
|
SEC
|
SLUTSKY LORIE A
|
N/A
|
|
-13K
|
$21.01
|
-$266.05K
|
|
|
SEC
|
ELLIOTT STEVEN G
|
N/A
|
|
-11K
|
$20.49
|
-$233.87K
|
|
|
SEC
|
Gingrich James A
|
Chief Operating Officer
|
|
+884K
|
$23.77
|
+$21.00M
|
|
|
SEC
|
Cranch Laurence E
|
General Counsel
|
|
-40K
|
$23.35
|
-$926.60K
|
|
|
SEC
|
Gingrich James A
|
Chief Operating Officer
|
|
-6.6K
|
$23.35
|
-$153.04K
|
|
|
SEC
|
HICKS WESTON M
|
N/A
|
|
-4.5K
|
$21.50
|
-$97.59K
|
|
|
SEC
|
FARRELL EDWARD J
|
SVP and Controller
|
|
-5K
|
$23.61
|
-$118.05K
|
|
|
SEC
|
SCHOEN SCOTT A
|
N/A
|
|
+12K
|
$23.09
|
+$265.54K
|
|
|
SEC
|
HICKS WESTON M
|
N/A
|
|
-11K
|
$23.36
|
-$253.27K
|
|
|
SEC
|
van Brugge Robert P
|
Chairman and CEO, SCB LLC
|
|
-31K
|
$23.03
|
-$704.60K
|
|
|
SEC
|
FARRELL EDWARD J
|
SVP and Controller
|
|
-5K
|
$31.10
|
-$155.50K
|
|
|
SEC
|
Smith A W Pete Jr
|
N/A
|
|
-2.9K
|
$22.26
|
-$64.82K
|
|
|
SEC
|
Smith A W Pete Jr
|
N/A
|
|
-1K
|
$20.35
|
-$20.35K
|
|
|
SEC
|
SCHOEN SCOTT A
|
N/A
|
|
+50K
|
$19.61
|
+$980.50K
|
|
|
SEC
|
FARRELL EDWARD J
|
SVP and Controller
|
|
-5.2K
|
$25.01
|
-$130.73K
|
|
|
SEC
|
SLUTSKY LORIE A
|
N/A
|
|
-3.1K
|
$24.94
|
-$77.61K
|
|
|
SEC
|
van Brugge Robert P
|
Chairman and CEO, SCB LLC
|
|
-30K
|
$22.70
|
-$681.25K
|
|
|
SEC
|
CONDRON CHRISTOPHER M
|
N/A
|
|
+5K
|
$22.47
|
+$112.35K
|
|
|
SEC
|
Lane Nick
|
N/A
|
|
+100
|
$25.00
|
+$2.50K
|
|
|
SEC
|
HEXNER THOMAS S
|
Executive Vice President
|
|
-35K
|
$23.89
|
-$835.34K
|
|
|
SEC
|
CONDRON CHRISTOPHER M
|
N/A
|
|
+5K
|
$17.86
|
+$89.30K
|
|
|
SEC
|
NOKES JIM W
|
N/A
|
|
+1K
|
$23.33
|
+$23.33K
|
|
|
SEC
|
Smith A W Pete Jr
|
N/A
|
|
+400
|
$15.85
|
+$6.34K
|
|
|
SEC
|
MAYER MARC O
|
Executive Vice President
|
|
-12K
|
$63.16
|
-$757.92K
|
|
|
SEC
|
MAYER MARC O
|
Executive Vice President
|
|
-17K
|
$64.89
|
-$1.08M
|
|
|
SEC
|
CONDRON CHRISTOPHER M
|
N/A
|
|
+5K
|
$58.10
|
+$290.50K
|
|
|
SEC
|
RISSMAN PAUL C
|
Executive Vice President
|
|
-18K
|
$67.43
|
-$1.21M
|
|
|
SEC
|
PEEBLES DOUGLAS J
|
Executive Vice President
|
|
-10K
|
$82.04
|
-$820.40K
|
|
|
SEC
|
HICKS WESTON M
|
N/A
|
|
+5K
|
$74.62
|
+$373.10K
|
|
|
SEC
|
PEEBLES DOUGLAS J
|
Executive Vice President
|
|
-10K
|
$83.86
|
-$838.60K
|
|
|
SEC
|
Smith A W Pete Jr
|
N/A
|
|
+250
|
$82.25
|
+$20.56K
|
|
|
SEC
|
REILLY JAMES G
|
Executive Vice President
|
|
-20K
|
$91.62
|
-$1.83M
|
|
|
SEC
|
RISSMAN PAUL C
|
Executive Vice President
|
|
-38K
|
$90.09
|
-$3.45M
|
|
|
SEC
|
MANLEY MARK R
|
SVP and Deputy General Counsel
|
|
-9K
|
$89.07
|
-$797.18K
|
|
|
SEC
|
RISSMAN PAUL C
|
Executive Vice President
|
|
-54K
|
$89.56
|
-$4.81M
|
|
|
SEC
|
Smith A W Pete Jr
|
N/A
|
|
+250
|
$90.22
|
+$22.56K
|
|
|
SEC
|
MAYER MARC O
|
Executive Vice President
|
|
-15K
|
$82.71
|
-$1.24M
|
|
|
SEC
|
Smith A W Pete Jr
|
N/A
|
|
+250
|
$82.31
|
+$20.58K
|
|
|
SEC
|
MANLEY MARK R
|
SVP and Deputy General Counsel
|
|
-5K
|
$78.25
|
-$391.25K
|
|
|
SEC
|
Smith A W Pete Jr
|
N/A
|
|
+250
|
$78.67
|
+$19.67K
|
|
|
SEC
|
SLUTSKY LORIE A
|
N/A
|
|
-1.8K
|
$78.84
|
-$137.97K
|
|
|
SEC
|
JOSEPH ROBERT H JR
|
SVP and CFO
|
|
-20K
|
$79.60
|
-$1.59M
|
|
|
SEC
|
MANLEY MARK R
|
SVP and Deputy General Counsel
|
|
-8K
|
$79.39
|
-$635.12K
|
|
|
SEC
|
REILLY JAMES G
|
Executive Vice President
|
|
-25K
|
$76.56
|
-$1.91M
|
|
|
SEC
|
MAYER MARC O
|
Executive Vice President
|
|
-38K
|
$76.50
|
-$2.91M
|
|
|
SEC
|
REILLY JAMES G
|
Executive Vice President
|
|
-25K
|
$76.04
|
-$1.91M
|
|
|
SEC
|
TOUB CHRISTOPHER M
|
Executive Vice President
|
|
-25K
|
$68.24
|
-$1.71M
|
|
|
SEC
|
SHALETT LISA A
|
Executive Vice President
|
|
-5.6K
|
$63.22
|
-$354.03K
|
|
|
SEC
|
MANLEY MARK R
|
SVP and Deputy General Counsel
|
|
-19K
|
$68.02
|
-$1.29M
|
|
|
SEC
|
MAYER MARC O
|
Executive Vice President
|
|
-25K
|
$66.33
|
-$1.66M
|
|
|
SEC
|
TOUB CHRISTOPHER M
|
Executive Vice President
|
|
-12K
|
$63.72
|
-$764.64K
|
|
|
SEC
|
RISSMAN PAUL C
|
Executive Vice President
|
|
-50K
|
$63.26
|
-$3.16M
|
|
|
SEC
|
JOSEPH ROBERT H JR
|
SVP and CFO
|
|
-20K
|
$63.80
|
-$1.28M
|
|
|
SEC
|
TOUB CHRISTOPHER M
|
Executive Vice President
|
|
-8K
|
$64.24
|
-$513.92K
|
|