SEC
|
Green Anthony C
|
Chief Corporate Officer, CLO
|
|
-23K
|
$20.59
|
-$463.28K
|
|
SEC
|
Finkelstein David L
|
CEO and Co-CIO
|
|
-50K
|
$20.79
|
-$1.04M
|
|
SEC
|
Campbell Steven Francis
|
President and COO
|
|
-44K
|
$19.57
|
-$868.40K
|
|
SEC
|
Wolfe Serena
|
Chief Financial Officer
|
|
-25K
|
$19.57
|
-$496.80K
|
|
SEC
|
Finkelstein David L
|
CEO and Co-CIO
|
|
-50K
|
$19.27
|
-$963.50K
|
|
SEC
|
Finkelstein David L
|
CEO and Co-CIO
|
|
-50K
|
$20.60
|
-$1.03M
|
|
SEC
|
Finkelstein David L
|
CEO and CIO
|
|
-50K
|
$19.25
|
-$962.50K
|
|
SEC
|
Finkelstein David L
|
CEO and CIO
|
|
-50K
|
$20.05
|
-$1.00M
|
|
SEC
|
Green Anthony C
|
Chief Corporate Officer, CLO
|
|
-50K
|
$20.05
|
-$1.00M
|
|
SEC
|
Finkelstein David L
|
CEO and CIO
|
|
-50K
|
$19.03
|
-$951.50K
|
|
SEC
|
Finkelstein David L
|
CEO and CIO
|
|
-50K
|
$17.04
|
-$852.00K
|
|
SEC
|
Finkelstein David L
|
CEO and CIO
|
|
+127K
|
$3.37
|
+$427.57K
|
|
SEC
|
Green Anthony C
|
Chief Corporate Officer, CLO
|
|
+33K
|
$3.16
|
+$103.74K
|
|
SEC
|
Wolfe Serena
|
Chief Financial Officer
|
|
+35K
|
$1.40
|
+$49.56K
|
|
SEC
|
Campbell Steven Francis
|
President and COO
|
|
+34K
|
$3.25
|
+$109.68K
|
|
SEC
|
Campbell Steven Francis
|
President and COO
|
|
-1.7K
|
$16.36
|
-$28.01K
|
|
SEC
|
Finkelstein David L
|
CEO and CIO
|
|
-7.9K
|
$16.75
|
-$131.64K
|
|
SEC
|
Green Anthony C
|
Chief Corporate Officer, CLO
|
|
-2.5K
|
$16.36
|
-$40.46K
|
|
SEC
|
Wolfe Serena
|
Chief Financial Officer
|
|
-1.1K
|
$16.35
|
-$18.66K
|
|
SEC
|
Finkelstein David L
|
CEO and President
|
|
-56K
|
$4.34
|
-$243.34K
|
|
SEC
|
Green Anthony C
|
Chief Corporate Officer, CLO
|
|
-9.9K
|
$4.25
|
-$41.92K
|
|
SEC
|
Finkelstein David L
|
CEO and President
|
|
+200K
|
$5.56
|
+$1.11M
|
|
SEC
|
Campbell Steven Francis
|
Chief Operating Officer
|
|
-9.8K
|
$6.44
|
-$62.86K
|
|
SEC
|
Ertas Ilker
|
Chief Investment Officer
|
|
-15K
|
$6.51
|
-$100.23K
|
|
SEC
|
Coffey Timothy P
|
Chief Credit Officer
|
|
-1.9K
|
$6.63
|
-$12.45K
|
|
SEC
|
Finkelstein David L
|
CEO and President
|
|
-37K
|
$6.72
|
-$250.60K
|
|
SEC
|
Green Anthony C
|
Chief Corporate Officer, CLO
|
|
-12K
|
$6.63
|
-$80.95K
|
|
SEC
|
Wolfe Serena
|
Chief Financial Officer
|
|
-5.6K
|
$6.63
|
-$37.35K
|
|
SEC
|
Hamilton Thomas Edward
|
N/A
|
|
-80K
|
$9.18
|
-$734.40K
|
|
SEC
|
Campbell Steven Francis
|
Chief Operating Officer
|
|
+54K
|
$0.30
|
+$16.13K
|
|
SEC
|
Ertas Ilker
|
Head of Securitized Products
|
|
+91K
|
$0.18
|
+$16.33K
|
|
SEC
|
Hamilton Thomas Edward
|
N/A
|
|
+200K
|
$5.96
|
+$1.19M
|
|
SEC
|
Coffey Timothy P
|
Chief Credit Officer
|
|
+50K
|
$6.00
|
+$300.00K
|
|
SEC
|
Green Anthony C
|
Chief Corporate Officer, CLO
|
|
+13K
|
$5.92
|
+$74.00K
|
|
SEC
|
Finkelstein David L
|
CEO and CIO
|
|
+100K
|
$6.03
|
+$603.00K
|
|
SEC
|
Wolfe Serena
|
Chief Financial Officer
|
|
+20K
|
$5.99
|
+$119.80K
|
|
SEC
|
Schaefer John H
|
N/A
|
|
+10K
|
$9.21
|
+$92.10K
|
|
SEC
|
Fallon Katherine Beirne
|
N/A
|
|
+2.8K
|
$8.97
|
+$24.94K
|
|
SEC
|
Finkelstein David L
|
Chief Investment Officer
|
|
-5.5K
|
$25.34
|
-$140.00K
|
|
SEC
|
Hamilton Thomas Edward
|
N/A
|
|
+90K
|
$9.47
|
+$852.30K
|
|
SEC
|
Green Anthony C
|
Chief Corporate Officer, CLO
|
|
+50K
|
$9.56
|
+$478.00K
|
|
SEC
|
Finkelstein David L
|
Chief Investment Officer
|
|
+100K
|
$9.56
|
+$956.00K
|
|
SEC
|
KEYES KEVIN
|
Chairman, CEO & President
|
|
+300K
|
$9.62
|
+$2.89M
|
|
SEC
|
Green Anthony C
|
Chief Legal Officer
|
|
+23K
|
$10.42
|
+$242.27K
|
|
SEC
|
DENAHAN WELLINGTON
|
Chairman of Board/Exec. Chair.
|
|
+125K
|
$11.97
|
+$1.50M
|
|
SEC
|
VOTEK GLENN
|
Chief Financial Officer
|
|
+25K
|
$11.73
|
+$293.25K
|
|
SEC
|
SEGALAS DONNELL
|
N/A
|
|
+14K
|
$11.34
|
+$155.36K
|
|
SEC
|
KEYES KEVIN
|
CEO & President
|
|
+300K
|
$11.12
|
+$3.34M
|
|
SEC
|
Finkelstein David L
|
Chief Investment Officer
|
|
+100K
|
$12.49
|
+$1.25M
|
|
SEC
|
Bovich Francine J.
|
N/A
|
|
+14K
|
$12.29
|
+$165.92K
|
|
SEC
|
SEGALAS DONNELL
|
N/A
|
|
+18K
|
$12.14
|
+$214.88K
|
|
SEC
|
Coffey Timothy P
|
Chief Credit Officer
|
|
+30K
|
$10.15
|
+$304.50K
|
|
SEC
|
Finkelstein David L
|
Chief Investment Officer
|
|
+100K
|
$10.30
|
+$1.03M
|
|
SEC
|
Singh R Nicholas
|
Chief Legal Officer
|
|
+136K
|
$10.85
|
+$1.47M
|
|
SEC
|
DENAHAN WELLINGTON
|
Chairman of Board & CEO
|
|
+100K
|
$10.33
|
+$1.03M
|
|
SEC
|
VOTEK GLENN
|
Chief Financial Officer
|
|
+25K
|
$10.36
|
+$259.00K
|
|
SEC
|
BRADY KEVIN
|
N/A
|
|
+49K
|
$10.16
|
+$495.30K
|
|
SEC
|
KEYES KEVIN
|
President
|
|
+300K
|
$10.08
|
+$3.02M
|
|
SEC
|
DENAHAN WELLINGTON
|
Chairman of Board & CEO
|
|
+185K
|
$10.04
|
+$1.86M
|
|
SEC
|
VOTEK GLENN
|
Chief Financial Officer
|
|
+25K
|
$10.65
|
+$266.25K
|
|
SEC
|
DENAHAN WELLINGTON
|
Chairman of Board & CEO
|
|
+87K
|
$11.52
|
+$1.00M
|
|
SEC
|
Singh R Nicholas
|
Chief Legal Officer
|
|
+123K
|
$11.46
|
+$1.41M
|
|
SEC
|
Lyght Rose-Marie
|
Co-CIO
|
|
+20K
|
$10.10
|
+$206.10K
|
|
SEC
|
KEYES KEVIN
|
President
|
|
+100K
|
$10.43
|
+$1.04M
|
|
SEC
|
FORTESCUE JAMES
|
COO
|
|
+25K
|
$10.36
|
+$259.00K
|
|
SEC
|
DENAHAN WELLINGTON
|
Chairman of Board & CEO
|
|
+93K
|
$10.68
|
+$993.24K
|
|
SEC
|
DENAHAN WELLINGTON
|
Chairman of Board & CEO
|
|
+182K
|
$10.96
|
+$1.99M
|
|
SEC
|
Konrad Kristopher Robert
|
Co-CIO
|
|
+17K
|
$11.72
|
+$199.24K
|
|
SEC
|
SCHAEFER JOHN H
|
N/A
|
|
+10K
|
$12.00
|
+$120.00K
|
|
SEC
|
SCHAEFER JOHN H
|
N/A
|
|
+25K
|
$15.16
|
+$379.00K
|
|
SEC
|
KEYES KEVIN
|
President
|
|
+100K
|
$13.90
|
+$1.39M
|
|
SEC
|
Lyght Rose-Marie
|
MD, Co-Head Port Mgmt
|
|
+500
|
$16.59
|
+$8.30K
|
|
SEC
|
Lyght Rose-Marie
|
MD, Co-Head Port Mgmt
|
|
+500
|
$26.29
|
+$13.15K
|
|
SEC
|
KEYES KEVIN
|
Chf. Strat. Off, Head Cap. Mkt
|
|
+50K
|
$17.13
|
+$856.50K
|
|
SEC
|
FARRELL MICHAEL A J
|
Pres., Chairman of Board & CEO
|
|
+3K
|
$17.45
|
+$52.35K
|
|
SEC
|
Lyght Rose-Marie
|
MD, Co-Head Port Mgmt
|
|
+200
|
$23.90
|
+$4.78K
|
|
SEC
|
NORDBERG E WAYNE
|
N/A
|
|
-20K
|
$13.17
|
-$263.40K
|
|
SEC
|
Konrad Kristopher Robert
|
MD and Co-Head of Port Mgmt
|
|
+1.5K
|
$13.74
|
+$20.61K
|
|
SEC
|
Singh R Nicholas
|
EVP and General Counsel
|
|
+1.7K
|
$13.70
|
+$22.95K
|
|
SEC
|
Kazel Ronald Daniel
|
Managing Director
|
|
+1.4K
|
$20.70
|
+$27.95K
|
|
SEC
|
FARRELL MICHAEL A J
|
Pres., Chairman of Board & CEO
|
|
+5.5K
|
$20.57
|
+$113.14K
|
|
SEC
|
FARRELL MICHAEL A J
|
Pres., Chairman of Board & CEO
|
|
+2K
|
$17.78
|
+$35.56K
|
|
SEC
|
Singh R Nicholas
|
EVP and General Counsel
|
|
+2.2K
|
$13.70
|
+$30.00K
|
|
SEC
|
Konrad Kristopher Robert
|
Man. Dir Co-Head of Port. Mgmt
|
|
+1.5K
|
$13.90
|
+$20.75K
|
|
SEC
|
FAGAN KATHRYN
|
CHIEF FINANCIAL OFFICER
|
|
+300
|
$22.65
|
+$6.80K
|
|
SEC
|
Kazel Ronald Daniel
|
Managing Director
|
|
+700
|
$23.13
|
+$16.19K
|
|
SEC
|
Konrad Kristopher Robert
|
EVP and Co-Head Portfolio Man.
|
|
+750
|
$23.00
|
+$17.25K
|
|
SEC
|
FAGAN KATHRYN
|
Chief Financial Officer
|
|
+2K
|
$23.10
|
+$46.20K
|
|
SEC
|
Lyght Rose-Marie
|
Mng. Dir., Co-Head Port. Mgmt.
|
|
+528
|
$23.00
|
+$12.14K
|
|
SEC
|
NORDBERG E WAYNE
|
N/A
|
|
+72K
|
$16.96
|
+$1.22M
|
|
SEC
|
DENAHAN WELLINGTON
|
Vice Chrmn. & Chief Inv. Off.
|
|
+19K
|
$13.00
|
+$247.00K
|
|
SEC
|
Konrad Kristopher Robert
|
EVP & Co-Head/Portfolio Mgmt.
|
|
+3.5K
|
$14.92
|
+$52.22K
|
|
SEC
|
Lyght Rose-Marie
|
EVP, Co-Head Portfolio Mgmt
|
|
+500
|
$22.13
|
+$11.07K
|
|
SEC
|
Diamond Jeremy
|
MANAGING DIRECTOR
|
|
+365
|
$14.92
|
+$5.45K
|
|
SEC
|
Kazel Ronald Daniel
|
Managing Director
|
|
+1.3K
|
$24.19
|
+$30.24K
|
|
SEC
|
Singh R Nicholas
|
EVP and General Counsel
|
|
+1.2K
|
$24.05
|
+$27.66K
|
|
SEC
|
FARRELL MICHAEL A J
|
President/Chair of Board & CEO
|
|
+5K
|
$24.00
|
+$120.00K
|
|
SEC
|
LAMBIASE JOHN
|
N/A
|
|
+1K
|
$25.43
|
+$25.43K
|
|
SEC
|
Konrad Kristopher Robert
|
EVP & Co-Head Portfolio Mgmt.
|
|
+1.9K
|
$13.71
|
+$25.91K
|
|
SEC
|
LAMBIASE JOHN
|
N/A
|
|
+5.5K
|
$24.40
|
+$134.20K
|
|
SEC
|
Diamond Jeremy
|
Managing Director
|
|
+225
|
$13.85
|
+$3.12K
|
|
SEC
|
FARRELL MICHAEL A J
|
Pres., Chair & CEO
|
|
+10K
|
$24.80
|
+$252.96K
|
|
SEC
|
Konrad Kristopher Robert
|
EVP and Co-Head of Port. Mgmt
|
|
+350
|
$24.70
|
+$8.65K
|
|
SEC
|
Lyght Rose-Marie
|
SR VP and Senior Portfolio Mgr
|
|
+1.6K
|
$12.31
|
+$19.70K
|
|
SEC
|
Kazel Ronald Daniel
|
Managing Director
|
|
+425
|
$23.99
|
+$10.20K
|
|
SEC
|
Diamond Jeremy
|
MANAGING DIRECTOR
|
|
+200
|
$13.50
|
+$2.70K
|
|
SEC
|
FARRELL MICHAEL A J
|
Pres., Chmn of the Bd & CEO
|
|
+500
|
$24.05
|
+$12.03K
|
|
SEC
|
Singh R Nicholas
|
EVP and General Counsel
|
|
+1.9K
|
$13.42
|
+$24.83K
|
|
SEC
|
Singh R Nicholas
|
EVP and General Counsel
|
|
+4.7K
|
$11.83
|
+$55.01K
|
|
SEC
|
BRADY KEVIN
|
N/A
|
|
-22K
|
$12.35
|
-$265.53K
|
|
SEC
|
Diamond Jeremy
|
Managing Director
|
|
+900
|
$12.41
|
+$11.17K
|
|
SEC
|
Kazel Ronald Daniel
|
Executive Vice President
|
|
+675
|
$15.70
|
+$10.60K
|
|
SEC
|
FARRELL MICHAEL A J
|
President, Chairman & CEO
|
|
+6K
|
$12.69
|
+$76.14K
|
|
SEC
|
Konrad Kristopher Robert
|
SR VP and Portfolio Mgr
|
|
+1K
|
$12.75
|
+$12.75K
|
|
SEC
|
Singh R Nicholas
|
EVP and General Counsel
|
|
+1.7K
|
$12.63
|
+$21.47K
|
|
SEC
|
Diamond Jeremy
|
EXECUTIVE VICE PRESIDENT
|
|
+500
|
$11.29
|
+$5.65K
|
|
SEC
|
Kazel Ronald Daniel
|
EXECUTIVE VICE PRESIDENT
|
|
+500
|
$22.75
|
+$11.38K
|
|
SEC
|
Konrad Kristopher Robert
|
SR VP and Portfolio Mgr
|
|
+1.3K
|
$16.08
|
+$20.10K
|
|
SEC
|
Kazel Ronald Daniel
|
EXECUTIVE VICE PRESIDENT
|
|
+500
|
$15.59
|
+$7.80K
|
|
SEC
|
Lyght Rose-Marie
|
Sr VP and Portfolio Mgr
|
|
+1.3K
|
$15.60
|
+$19.50K
|
|
SEC
|
Diamond Jeremy
|
EXECUTIVE VICE PRESIDENT
|
|
+500
|
$16.05
|
+$8.03K
|
|
SEC
|
Kazel Ronald Daniel
|
Executive Vice President
|
|
+1K
|
$18.13
|
+$18.13K
|
|
SEC
|
Diamond Jeremy
|
Executive Vice President
|
|
+565
|
$19.07
|
+$10.77K
|
|
SEC
|
SEGALAS DONNELL
|
N/A
|
|
-30K
|
$18.81
|
-$569.00K
|
|
SEC
|
SEGALAS DONNELL
|
N/A
|
|
-10K
|
$16.61
|
-$166.10K
|
|
SEC
|
LAMBIASE JOHN
|
N/A
|
|
+7K
|
$23.65
|
+$165.55K
|
|
SEC
|
LAMBIASE JOHN
|
N/A
|
|
+2K
|
$24.50
|
+$49.00K
|
|