SEC
|
Hain Robert C
|
N/A
|
|
-2.5K
|
$18.07
|
-$45.18K
|
|
SEC
|
PAPERIN STEWART J
|
N/A
|
|
-25K
|
$18.78
|
-$466.72K
|
|
SEC
|
Hain Robert C
|
N/A
|
|
+2.5K
|
$19.08
|
+$47.70K
|
|
SEC
|
STATON DANIEL C
|
Chairman of the Board
|
|
+10K
|
$19.86
|
+$198.60K
|
|
SEC
|
Macauley Desmond
|
Co-Chief Investment Officer
|
|
+1K
|
$19.02
|
+$19.02K
|
|
SEC
|
MOUNTAIN JAMES R
|
Chief Financial Officer
|
|
-740
|
$17.41
|
-$12.88K
|
|
SEC
|
Zimmer Jeffrey J
|
Co-CEO and President
|
|
-33K
|
$5.82
|
-$194.26K
|
|
SEC
|
Downey Carolyn
|
N/A
|
|
+300
|
$2.35
|
+$705.00
|
|
SEC
|
Hain Robert C
|
N/A
|
|
+300
|
$2.35
|
+$705.00
|
|
SEC
|
Harper Gordon
|
VP Finance and Controller
|
|
+2.2K
|
$1.42
|
+$3.19K
|
|
SEC
|
HOLLIHAN JOHN P III
|
N/A
|
|
+360
|
$2.02
|
+$727.20
|
|
SEC
|
MOUNTAIN JAMES R
|
Chief Financial Officer
|
|
+4K
|
$2.02
|
+$8.08K
|
|
SEC
|
ULM SCOTT
|
Co-CEO
|
|
+11K
|
$2.02
|
+$22.47K
|
|
SEC
|
Zimmer Jeffrey J
|
Co-CEO and President
|
|
+11K
|
$2.02
|
+$22.47K
|
|
SEC
|
Downey Carolyn
|
N/A
|
|
+300
|
$2.44
|
+$732.00
|
|
SEC
|
GRUBER MARK
|
CIO
|
|
+3.2K
|
$1.28
|
+$4.09K
|
|
SEC
|
Hain Robert C
|
N/A
|
|
+300
|
$2.44
|
+$732.00
|
|
SEC
|
Harper Gordon
|
VP Finance and Controller
|
|
+2.2K
|
$1.47
|
+$3.30K
|
|
SEC
|
HOLLIHAN JOHN P III
|
N/A
|
|
+360
|
$2.09
|
+$752.40
|
|
SEC
|
ULM SCOTT
|
Co-CEO
|
|
+11K
|
$2.09
|
+$23.25K
|
|
SEC
|
Zimmer Jeffrey J
|
Co-CEO and President
|
|
+11K
|
$2.09
|
+$23.25K
|
|
SEC
|
Downey Carolyn
|
N/A
|
|
+1.7K
|
$9.81
|
+$16.49K
|
|
SEC
|
PAPERIN STEWART J
|
N/A
|
|
+1.7K
|
$9.81
|
+$16.49K
|
|
SEC
|
MOUNTAIN JAMES R
|
Chief Financial Officer
|
|
-34K
|
$10.81
|
-$364.30K
|
|
SEC
|
ULM SCOTT
|
Co-CEO
|
|
-27K
|
$10.80
|
-$296.76K
|
|
SEC
|
Zimmer Jeffrey J
|
Co-CEO and President
|
|
-29K
|
$10.80
|
-$310.64K
|
|
SEC
|
Downey Carolyn
|
N/A
|
|
+1.4K
|
$3.50
|
+$4.99K
|
|
SEC
|
GRUBER MARK
|
CIO
|
|
+3K
|
$2.14
|
+$6.44K
|
|
SEC
|
Hain Robert C
|
N/A
|
|
+1.4K
|
$3.50
|
+$4.99K
|
|
SEC
|
Harper Gordon
|
VP Finance and Controller
|
|
+2.1K
|
$2.23
|
+$4.72K
|
|
SEC
|
HOLLIHAN JOHN P III
|
N/A
|
|
+1.7K
|
$3.00
|
+$5.13K
|
|
SEC
|
ULM SCOTT
|
Co-CEO
|
|
+11K
|
$3.00
|
+$33.37K
|
|
SEC
|
Zimmer Jeffrey J
|
Co-CEO and President
|
|
+11K
|
$3.00
|
+$33.37K
|
|
SEC
|
MOUNTAIN JAMES R
|
Chief Financial Officer
|
|
-7.5K
|
$12.29
|
-$92.18K
|
|
SEC
|
Hain Robert C
|
N/A
|
|
+8.4K
|
$12.21
|
+$102.56K
|
|
SEC
|
HOLLIHAN JOHN P III
|
N/A
|
|
-9.7K
|
$10.79
|
-$104.89K
|
|
SEC
|
Zimmer Jeffrey J
|
Co-CEO and President
|
|
-43K
|
$10.57
|
-$456.79K
|
|
SEC
|
ULM SCOTT
|
Co-CEO and CIO
|
|
-40K
|
$8.77
|
-$347.77K
|
|
SEC
|
Downey Carolyn
|
N/A
|
|
+1.1K
|
$3.50
|
+$3.94K
|
|
SEC
|
GRUBER MARK
|
CIO
|
|
+2.5K
|
$1.97
|
+$4.93K
|
|
SEC
|
Hain Robert C
|
N/A
|
|
+1.1K
|
$3.50
|
+$3.94K
|
|
SEC
|
Harper Gordon
|
VP Finance and Controller
|
|
+1.8K
|
$2.27
|
+$4.11K
|
|
SEC
|
HOLLIHAN JOHN P III
|
N/A
|
|
+1.4K
|
$3.00
|
+$4.05K
|
|
SEC
|
Zimmer Jeffrey J
|
Co-CEO and President
|
|
+7K
|
$3.00
|
+$20.97K
|
|
SEC
|
Downey Carolyn
|
N/A
|
|
+1.1K
|
$3.20
|
+$3.60K
|
|
SEC
|
GRUBER MARK
|
CIO
|
|
+2.5K
|
$1.72
|
+$4.37K
|
|
SEC
|
Hain Robert C
|
N/A
|
|
+1.1K
|
$3.20
|
+$3.60K
|
|
SEC
|
Harper Gordon
|
VP Finance and Controller
|
|
+1.8K
|
$2.03
|
+$3.71K
|
|
SEC
|
HOLLIHAN JOHN P III
|
N/A
|
|
+1.4K
|
$2.75
|
+$3.71K
|
|
SEC
|
MOUNTAIN JAMES R
|
Chief Financial Officer
|
|
+4.2K
|
$2.14
|
+$8.97K
|
|
SEC
|
ULM SCOTT
|
Co-CEO and CIO
|
|
+7.1K
|
$2.71
|
+$19.19K
|
|
SEC
|
Zimmer Jeffrey J
|
Co-CEO and President
|
|
+7K
|
$2.74
|
+$19.15K
|
|
SEC
|
GRUBER MARK
|
CIO
|
|
+3K
|
$8.80
|
+$26.40K
|
|
SEC
|
Downey Carolyn
|
N/A
|
|
+1.1K
|
$2.72
|
+$3.06K
|
|
SEC
|
GRUBER MARK
|
CIO
|
|
+1.8K
|
$1.26
|
+$2.32K
|
|
SEC
|
Hain Robert C
|
N/A
|
|
+1.1K
|
$2.72
|
+$3.06K
|
|
SEC
|
Harper Gordon
|
VP Finance and Controller
|
|
+1.9K
|
$1.64
|
+$3.07K
|
|
SEC
|
HOLLIHAN JOHN P III
|
N/A
|
|
+1.4K
|
$2.33
|
+$3.15K
|
|
SEC
|
MOUNTAIN JAMES R
|
Chief Financial Officer
|
|
+4.2K
|
$1.73
|
+$7.34K
|
|
SEC
|
ULM SCOTT
|
Co-CEO and CIO
|
|
+7.1K
|
$2.32
|
+$16.36K
|
|
SEC
|
Zimmer Jeffrey J
|
Co-CEO and President
|
|
+7.1K
|
$2.32
|
+$16.36K
|
|
SEC
|
ULM SCOTT
|
Co-CEO and CIO
|
|
+10K
|
$6.90
|
+$69.00K
|
|
SEC
|
HOLLIHAN JOHN P III
|
N/A
|
|
+3.5K
|
$7.00
|
+$24.50K
|
|
SEC
|
MOUNTAIN JAMES R
|
Chief Financial Officer
|
|
+3K
|
$12.82
|
+$38.46K
|
|
SEC
|
ULM SCOTT
|
Co-CEO and CIO
|
|
+10K
|
$13.88
|
+$138.80K
|
|
SEC
|
Zimmer Jeffrey J
|
Co-CEO and President
|
|
+10K
|
$13.06
|
+$130.60K
|
|
SEC
|
Downey Carolyn
|
N/A
|
|
+1.1K
|
$7.04
|
+$7.92K
|
|
SEC
|
Hain Robert C
|
N/A
|
|
+1.1K
|
$7.04
|
+$7.92K
|
|
SEC
|
HOLLIHAN JOHN P III
|
N/A
|
|
+1.4K
|
$6.04
|
+$8.15K
|
|
SEC
|
ULM SCOTT
|
Co-CEO and CIO
|
|
+6.7K
|
$6.00
|
+$40.20K
|
|
SEC
|
Zimmer Jeffrey J
|
Co-CEO and President
|
|
+6.7K
|
$6.00
|
+$40.20K
|
|
SEC
|
Downey Carolyn
|
N/A
|
|
+800
|
$5.67
|
+$4.54K
|
|
SEC
|
HOLLIHAN JOHN P III
|
N/A
|
|
+960
|
$4.86
|
+$4.67K
|
|
SEC
|
ULM SCOTT
|
Co-CEO and CIO
|
|
+3.7K
|
$4.80
|
+$17.76K
|
|
SEC
|
Zimmer Jeffrey J
|
Co-CEO and President
|
|
+3.7K
|
$4.80
|
+$17.76K
|
|
SEC
|
Hain Robert C
|
N/A
|
|
-6.7K
|
$14.24
|
-$95.82K
|
|
SEC
|
Hain Robert C
|
N/A
|
|
-750
|
$16.09
|
-$12.07K
|
|
SEC
|
Downey Carolyn
|
N/A
|
|
+800
|
$5.70
|
+$4.56K
|
|
SEC
|
Hain Robert C
|
N/A
|
|
+800
|
$5.70
|
+$4.56K
|
|
SEC
|
HOLLIHAN JOHN P III
|
N/A
|
|
+960
|
$4.89
|
+$4.69K
|
|
SEC
|
ULM SCOTT
|
Co-CEO and CIO
|
|
+3.7K
|
$4.83
|
+$17.87K
|
|
SEC
|
Zimmer Jeffrey J
|
Co-CEO and President
|
|
+3.7K
|
$4.83
|
+$17.87K
|
|
SEC
|
ULM SCOTT
|
Co-CEO and CIO
|
|
+80K
|
$17.93
|
+$1.43M
|
|
SEC
|
Zimmer Jeffrey J
|
Co-CEO and President
|
|
+80K
|
$17.93
|
+$1.43M
|
|
SEC
|
Downey Carolyn
|
N/A
|
|
+750
|
$6.05
|
+$4.54K
|
|
SEC
|
HOLLIHAN JOHN P III
|
N/A
|
|
+900
|
$5.19
|
+$4.67K
|
|
SEC
|
ULM SCOTT
|
Co-CEO and CIO
|
|
+3.7K
|
$5.13
|
+$18.98K
|
|
SEC
|
Zimmer Jeffrey J
|
Co-CEO and President
|
|
+3.7K
|
$5.13
|
+$18.98K
|
|
SEC
|
MOUNTAIN JAMES R
|
Chief Financial Officer
|
|
+3K
|
$18.55
|
+$55.65K
|
|
SEC
|
STATON DANIEL C
|
Chairman of the Board
|
|
+5K
|
$18.70
|
+$93.50K
|
|
SEC
|
ULM SCOTT
|
Co-CEO and CIO
|
|
+5K
|
$19.32
|
+$96.60K
|
|
SEC
|
Zimmer Jeffrey J
|
Co-CEO and President
|
|
+5K
|
$19.32
|
+$96.60K
|
|
SEC
|
BELL MARC H
|
N/A
|
|
-13K
|
$19.51
|
-$250.96K
|
|
SEC
|
STATON DANIEL C
|
Chairman of the Board
|
|
+13K
|
$19.51
|
+$250.96K
|
|
SEC
|
MOUNTAIN JAMES R
|
Chief Financial Officer
|
|
+1.5K
|
$19.77
|
+$29.66K
|
|
SEC
|
Downey Carolyn
|
N/A
|
|
+750
|
$6.73
|
+$5.05K
|
|
SEC
|
Hain Robert C
|
N/A
|
|
+750
|
$6.73
|
+$5.05K
|
|
SEC
|
HOLLIHAN JOHN P III
|
N/A
|
|
+900
|
$5.77
|
+$5.19K
|
|
SEC
|
ULM SCOTT
|
Co-CEO and CIO
|
|
+3.7K
|
$5.70
|
+$21.09K
|
|
SEC
|
Zimmer Jeffrey J
|
Co-CEO and President
|
|
+3.7K
|
$5.70
|
+$21.09K
|
|
SEC
|
Downey Carolyn
|
N/A
|
|
+750
|
$7.28
|
+$5.46K
|
|
SEC
|
Hain Robert C
|
N/A
|
|
+750
|
$7.28
|
+$5.46K
|
|
SEC
|
HOLLIHAN JOHN P III
|
N/A
|
|
+900
|
$6.24
|
+$5.62K
|
|
SEC
|
ULM SCOTT
|
Co-CEO and CIO
|
|
+3.7K
|
$6.17
|
+$22.83K
|
|
SEC
|
Zimmer Jeffrey J
|
Co-CEO and President
|
|
+3.7K
|
$6.17
|
+$22.83K
|
|
SEC
|
Hain Robert C
|
N/A
|
|
-2.5K
|
$22.53
|
-$56.33K
|
|
SEC
|
Downey Carolyn
|
N/A
|
|
+750
|
$7.91
|
+$5.93K
|
|
SEC
|
Hain Robert C
|
N/A
|
|
+750
|
$7.91
|
+$5.93K
|
|
SEC
|
HOLLIHAN JOHN P III
|
N/A
|
|
+900
|
$6.78
|
+$6.10K
|
|
SEC
|
ULM SCOTT
|
Co-CEO and CIO
|
|
+3.7K
|
$6.70
|
+$24.79K
|
|
SEC
|
Zimmer Jeffrey J
|
Co-CEO and President
|
|
+3.7K
|
$6.70
|
+$24.79K
|
|
SEC
|
Hain Robert C
|
N/A
|
|
-1.5K
|
$23.57
|
-$35.36K
|
|
SEC
|
MOUNTAIN JAMES R
|
Chief Financial Officer
|
|
+1.4K
|
$22.86
|
+$32.48K
|
|
SEC
|
Downey Carolyn
|
N/A
|
|
+750
|
$7.56
|
+$5.67K
|
|
SEC
|
Hain Robert C
|
N/A
|
|
+750
|
$7.56
|
+$5.67K
|
|
SEC
|
HOLLIHAN JOHN P III
|
N/A
|
|
+900
|
$6.48
|
+$5.83K
|
|
SEC
|
ULM SCOTT
|
Co-CEO and CIO
|
|
+3.7K
|
$6.41
|
+$23.72K
|
|
SEC
|
Zimmer Jeffrey J
|
Co-CEO and President
|
|
+3.7K
|
$6.41
|
+$23.72K
|
|
SEC
|
Hain Robert C
|
N/A
|
|
+750
|
$7.51
|
+$5.63K
|
|
SEC
|
Zimmer Jeffrey J
|
Co-CEO and President
|
|
+6.5K
|
$22.52
|
+$146.38K
|
|
SEC
|
Downey Carolyn
|
N/A
|
|
+750
|
$7.51
|
+$5.63K
|
|
SEC
|
HOLLIHAN JOHN P III
|
N/A
|
|
+900
|
$6.44
|
+$5.80K
|
|
SEC
|
ULM SCOTT
|
Co-CEO and CIO
|
|
+3.7K
|
$6.36
|
+$23.53K
|
|
SEC
|
Zimmer Jeffrey J
|
Co-CEO and President
|
|
+3.7K
|
$6.36
|
+$23.53K
|
|
SEC
|
GRUBER MARK
|
Chief Operating Officer
|
|
+2K
|
$22.70
|
+$45.40K
|
|
SEC
|
MOUNTAIN JAMES R
|
Chief Financial Officer
|
|
+4K
|
$22.99
|
+$91.96K
|
|
SEC
|
GRUBER MARK
|
Chief Operating Officer
|
|
+4K
|
$25.38
|
+$101.52K
|
|
SEC
|
MOUNTAIN JAMES R
|
Chief Financial Officer
|
|
+4K
|
$25.44
|
+$101.76K
|
|
SEC
|
Zimmer Jeffrey J
|
Co-CEO and President
|
|
+4K
|
$25.26
|
+$101.04K
|
|
SEC
|
Harper Gordon
|
VP Finance and Controller
|
|
+500
|
$25.39
|
+$12.70K
|
|
SEC
|
GRUBER MARK
|
Chief Operating Officer
|
|
+2K
|
$25.33
|
+$50.66K
|
|
SEC
|
GRUBER MARK
|
Chief Operating Officer
|
|
+2K
|
$25.05
|
+$50.10K
|
|
SEC
|
ULM SCOTT
|
Co-CEO and CIO
|
|
+5K
|
$22.13
|
+$110.65K
|
|
SEC
|
Zimmer Jeffrey J
|
Co-CEO and President
|
|
+5K
|
$22.00
|
+$110.00K
|
|
SEC
|
GRUBER MARK
|
Chief Operating Officer
|
|
+2K
|
$21.71
|
+$43.42K
|
|
SEC
|
MOUNTAIN JAMES R
|
Chief Financial Officer
|
|
+2K
|
$21.67
|
+$43.34K
|
|
SEC
|
ULM SCOTT
|
Co-CEO and CIO
|
|
+7K
|
$21.54
|
+$150.78K
|
|
SEC
|
Zimmer Jeffrey J
|
Co-CEO and President
|
|
+8K
|
$21.67
|
+$173.36K
|
|
SEC
|
ULM SCOTT
|
Co-CEO and CIO
|
|
+5K
|
$20.98
|
+$104.90K
|
|
SEC
|
Zimmer Jeffrey J
|
Co-CEO and President
|
|
+10K
|
$20.89
|
+$208.90K
|
|
SEC
|
ULM SCOTT
|
Co-CEO and CIO
|
|
+5K
|
$22.07
|
+$110.35K
|
|
SEC
|
Zimmer Jeffrey J
|
Co-CEO and President
|
|
+10K
|
$22.11
|
+$221.10K
|
|
SEC
|
MOUNTAIN JAMES R
|
Chief Financial Officer
|
|
+2K
|
$19.95
|
+$39.90K
|
|
SEC
|
ULM SCOTT
|
Co-CEO and CIO
|
|
+10K
|
$19.85
|
+$198.50K
|
|
SEC
|
Zimmer Jeffrey J
|
Co-CEO and President
|
|
+15K
|
$19.56
|
+$293.40K
|
|
SEC
|
Downey Carolyn
|
N/A
|
|
+17K
|
$3.19
|
+$54.23K
|
|
SEC
|
Zimmer Jeffrey J
|
Co-CEO and President
|
|
+100K
|
$3.16
|
+$316.00K
|
|
SEC
|
BELL MARC H
|
N/A
|
|
-1.8M
|
$3.39
|
-$5.96M
|
|
SEC
|
ULM SCOTT
|
Co-CEO and CIO
|
|
+10K
|
$3.74
|
+$37.40K
|
|
SEC
|
Zimmer Jeffrey J
|
Co-CEO, President & Secretary
|
|
+10K
|
$3.74
|
+$37.40K
|
|
SEC
|
ULM SCOTT
|
Co-CEO and CIO
|
|
+5K
|
$5.02
|
+$25.10K
|
|
SEC
|
Zimmer Jeffrey J
|
Co-CEO, President & Secretary
|
|
+5K
|
$4.97
|
+$24.85K
|
|
SEC
|
HOLLIHAN JOHN P III
|
N/A
|
|
+16K
|
$6.18
|
+$100.73K
|
|
SEC
|
ULM SCOTT
|
Co-CEO, CIO and Co-V Chairman
|
|
+5K
|
$6.16
|
+$30.80K
|
|
SEC
|
Zimmer Jeffrey J
|
Co-CEO/Pres/Co-V Chairman
|
|
+10K
|
$6.17
|
+$61.70K
|
|
SEC
|
BELL MARC H
|
N/A
|
|
+10K
|
$6.10
|
+$61.00K
|
|
SEC
|
MOUNTAIN JAMES R
|
Chief Financial Officer
|
|
+10K
|
$6.16
|
+$61.60K
|
|
SEC
|
STATON DANIEL C
|
Chairman of the Board
|
|
+10K
|
$5.95
|
+$59.50K
|
|
SEC
|
ULM SCOTT
|
Co-CEO and CIO
|
|
+5K
|
$6.21
|
+$31.05K
|
|
SEC
|
Zimmer Jeffrey J
|
Co-CEO and President
|
|
+5K
|
$5.82
|
+$29.10K
|
|
SEC
|
GUBA THOMAS K
|
N/A
|
|
+20K
|
$7.56
|
+$151.20K
|
|
SEC
|
BELL MARC H
|
N/A
|
|
+35K
|
$6.60
|
+$231.00K
|
|
SEC
|
STATON DANIEL C
|
N/A
|
|
+50K
|
$6.60
|
+$330.00K
|
|
SEC
|
GUBA THOMAS K
|
N/A
|
|
+50K
|
$5.50
|
+$275.00K
|
|
SEC
|
STATON DANIEL C
|
N/A
|
|
+150K
|
$6.29
|
+$943.50K
|
|
SEC
|
BELL MARC H
|
N/A
|
|
-14K
|
$7.69
|
-$105.74K
|
|
SEC
|
STATON DANIEL C
|
N/A
|
|
-14K
|
$7.69
|
-$105.74K
|
|
SEC
|
BELL MARC H
|
N/A
|
|
-55K
|
$7.66
|
-$423.22K
|
|
SEC
|
STATON DANIEL C
|
N/A
|
|
-55K
|
$7.66
|
-$423.22K
|
|
SEC
|
BELL MARC H
|
N/A
|
|
+150K
|
$6.75
|
+$1.01M
|
|
SEC
|
GUBA THOMAS K
|
N/A
|
|
+125K
|
$6.75
|
+$843.75K
|
|
SEC
|
HOLLIHAN JOHN P III
|
N/A
|
|
+10K
|
$6.75
|
+$67.50K
|
|
SEC
|
Staton Bell Blank Check LLC
|
N/A
|
|
+300K
|
$6.75
|
+$2.03M
|
|
SEC
|
STATON DANIEL C
|
N/A
|
|
+150K
|
$6.75
|
+$1.01M
|
|
SEC
|
ULM SCOTT
|
Co-CEO and CIO
|
|
+100K
|
$6.75
|
+$675.00K
|
|
SEC
|
ULM SCOTT
|
Co-CEO and CIO
|
|
+1K
|
$7.22
|
+$7.22K
|
|
SEC
|
ULM SCOTT
|
Co-CEO and CIO
|
|
+1K
|
$8.42
|
+$8.42K
|
|
SEC
|
HOLLIHAN JOHN P III
|
N/A
|
|
+100
|
$7.63
|
+$763.00
|
|
SEC
|
Zimmer Jeffrey J
|
Co-CEO and President
|
|
+200
|
$7.59
|
+$1.52K
|
|
SEC
|
ULM SCOTT
|
Co-CEO and CIO
|
|
+1K
|
$7.59
|
+$7.59K
|
|
SEC
|
ULM SCOTT
|
Co-CEO and CIO
|
|
+2K
|
$8.42
|
+$16.84K
|
|
SEC
|
Zimmer Jeffrey J
|
Co-CEO and President
|
|
+1K
|
$8.97
|
+$8.97K
|
|
SEC
|
Polar Capital CORP
|
N/A
|
|
-134K
|
$0.18
|
-$24.16K
|
|