SEC
|
CONTINENZA JAMES V
|
Executive Chairman and CEO
|
|
+50K
|
$5.74
|
+$287.00K
|
|
SEC
|
Katz Philippe D
|
N/A
|
|
+10K
|
$5.67
|
+$56.70K
|
|
SEC
|
SILECK MICHAEL
|
N/A
|
|
+10K
|
$7.02
|
+$70.20K
|
|
SEC
|
Katz Philippe D
|
N/A
|
|
+6K
|
$6.50
|
+$39.00K
|
|
SEC
|
Katz Philippe D
|
N/A
|
|
+6K
|
$3.70
|
+$22.20K
|
|
SEC
|
Katz Philippe D
|
N/A
|
|
+3K
|
$4.59
|
+$13.77K
|
|
SEC
|
SILECK MICHAEL
|
N/A
|
|
+15K
|
$4.39
|
+$65.85K
|
|
SEC
|
Katz Philippe D
|
N/A
|
|
+10K
|
$3.85
|
+$38.50K
|
|
SEC
|
Michaels Richard T
|
CAO and Corp. Controller
|
|
+2.9K
|
$1.52
|
+$4.46K
|
|
SEC
|
SILECK MICHAEL
|
N/A
|
|
+18K
|
$6.45
|
+$112.88K
|
|
SEC
|
Vandagriff Randy
|
Vice President
|
|
-17K
|
$6.08
|
-$101.75K
|
|
SEC
|
CHENE DAVID
|
N/A
|
|
+2.7M
|
$5.77
|
+$15.49M
|
|
SEC
|
Kennedy Lewis GP III LLC
|
N/A
|
|
+2.7M
|
$5.77
|
+$15.49M
|
|
SEC
|
CONTINENZA JAMES V
|
Executive Chairman and CEO
|
|
+74K
|
$0.99
|
+$73.08K
|
|
SEC
|
Byrd Roger W.
|
General Counsel, Sec., SVP
|
|
+13K
|
$1.03
|
+$13.68K
|
|
SEC
|
Bullwinkle David E
|
CFO and Senior Vice President
|
|
+9.2K
|
$2.01
|
+$18.48K
|
|
SEC
|
O'Grady John G.
|
Vice President
|
|
+7.5K
|
$1.67
|
+$12.47K
|
|
SEC
|
Taber Terry R
|
Vice President
|
|
+4.7K
|
$2.02
|
+$9.50K
|
|
SEC
|
Vandagriff Randy
|
Vice President
|
|
+4.6K
|
$1.57
|
+$7.26K
|
|
SEC
|
CONTINENZA JAMES V
|
Executive Chairman and CEO
|
|
+139K
|
$2.02
|
+$280.03K
|
|
SEC
|
Byrd Roger W.
|
General Counsel, Sec., SVP
|
|
+12K
|
$2.28
|
+$26.33K
|
|
SEC
|
Bullwinkle David E
|
CFO and Senior Vice President
|
|
+9.9K
|
$1.64
|
+$16.20K
|
|
SEC
|
O'Grady John G.
|
Vice President
|
|
+11K
|
$1.50
|
+$16.90K
|
|
SEC
|
Samuels Eric
|
CAO and Controller
|
|
+2.9K
|
$1.61
|
+$4.60K
|
|
SEC
|
Taber Terry R
|
Vice President
|
|
+5.1K
|
$1.62
|
+$8.30K
|
|
SEC
|
Vandagriff Randy
|
Vice President
|
|
+4.5K
|
$1.46
|
+$6.62K
|
|
SEC
|
CONTINENZA JAMES V
|
Executive Chairman
|
|
+47K
|
$2.22
|
+$103.76K
|
|
SEC
|
Katz Philippe D
|
N/A
|
|
+5K
|
$2.22
|
+$11.10K
|
|
SEC
|
Katz Philippe D
|
N/A
|
|
+5K
|
$2.48
|
+$12.40K
|
|
SEC
|
Bullwinkle David E
|
CFO and Senior Vice President
|
|
+2.9K
|
$2.64
|
+$7.58K
|
|
SEC
|
MARX MOSES
|
N/A
|
|
+54K
|
$1.55
|
+$83.28K
|
|
SEC
|
Samuels Eric
|
CAO and Corp. Controller
|
|
+912
|
$0.45
|
+$410.40
|
|
SEC
|
CONTINENZA JAMES V
|
Executive Chairman
|
|
+50K
|
$1.79
|
+$89.50K
|
|
SEC
|
Katz Philippe D
|
N/A
|
|
+40K
|
$1.72
|
+$68.80K
|
|
SEC
|
Byrd Roger W.
|
General Counsel, Sec., SVP
|
|
+11K
|
$1.07
|
+$12.27K
|
|
SEC
|
CONTINENZA JAMES V
|
Executive Chairman
|
|
+400K
|
$2.50
|
+$1.00M
|
|
SEC
|
KARFUNKEL GEORGE
|
N/A
|
|
-400K
|
$2.50
|
-$1.00M
|
|
SEC
|
Goodman Bennett J
|
N/A
|
|
-8.9M
|
$2.50
|
-$22.19M
|
|
SEC
|
KARFUNKEL GEORGE
|
N/A
|
|
+4.4M
|
$2.50
|
+$11.09M
|
|
SEC
|
Katz Philippe D
|
N/A
|
|
+2.2M
|
$2.50
|
+$5.55M
|
|
SEC
|
SCHWARZMAN STEPHEN A
|
N/A
|
|
-8.9M
|
$2.50
|
-$22.19M
|
|
SEC
|
CONTINENZA JAMES V
|
Executive Chairman
|
|
+53K
|
$2.45
|
+$130.49K
|
|
SEC
|
Vandagriff Randy
|
Vice President
|
|
+4K
|
$2.48
|
+$9.92K
|
|
SEC
|
Bullwinkle David E
|
CFO and Senior Vice President
|
|
+9.9K
|
$0.60
|
+$5.93K
|
|
SEC
|
O'Grady John G.
|
Senior Vice President
|
|
+14K
|
$0.55
|
+$7.63K
|
|
SEC
|
Samuels Eric
|
CAO and Corp. Controller
|
|
+4.9K
|
$0.60
|
+$2.96K
|
|
SEC
|
Taber Terry R
|
Senior Vice President
|
|
+8.2K
|
$0.60
|
+$4.89K
|
|
SEC
|
Vandagriff Randy
|
Vice President
|
|
+4.5K
|
$0.55
|
+$2.46K
|
|
SEC
|
CONTINENZA JAMES V
|
Executive Chairman
|
|
+100K
|
$2.05
|
+$205.00K
|
|
SEC
|
Engelberg Jeffrey D.
|
N/A
|
|
+22K
|
$2.11
|
+$45.60K
|
|
SEC
|
Katz Philippe D
|
N/A
|
|
+40K
|
$2.07
|
+$82.80K
|
|
SEC
|
Bullwinkle David E
|
CFO and Senior Vice President
|
|
+3.3K
|
$2.15
|
+$6.99K
|
|
SEC
|
Bullwinkle David E
|
CFO and Senior Vice President
|
|
+4.1K
|
$0.61
|
+$2.48K
|
|
SEC
|
Payne Christopher Joseph
|
Vice President
|
|
+1.2K
|
$0.83
|
+$967.78
|
|
SEC
|
Samuels Eric
|
CAO and Corp. Controller
|
|
+911
|
$0.90
|
+$819.90
|
|
SEC
|
Underberg Sharon E.
|
General Counsel, Sec., SVP
|
|
+23K
|
$0.72
|
+$16.76K
|
|
SEC
|
Vandagriff Randy
|
Vice President
|
|
+739
|
$0.66
|
+$487.74
|
|
SEC
|
Payne Christopher Joseph
|
Vice President
|
|
+1.3K
|
$1.00
|
+$1.27K
|
|
SEC
|
Overman Steven
|
Senior Vice President
|
|
+8.3K
|
$0.91
|
+$7.52K
|
|
SEC
|
Bullwinkle David E
|
CFO and Senior Vice President
|
|
+733
|
$0.83
|
+$608.39
|
|
SEC
|
O'Grady John G.
|
Senior Vice President
|
|
+8.9K
|
$0.76
|
+$6.74K
|
|
SEC
|
Samuels Eric
|
CAO and Corp. Controller
|
|
+4.5K
|
$0.82
|
+$3.71K
|
|
SEC
|
Taber Terry R
|
Senior Vice President
|
|
+6.6K
|
$0.82
|
+$5.37K
|
|
SEC
|
Bullwinkle David E
|
CFO and Senior Vice President
|
|
+4.1K
|
$0.94
|
+$3.87K
|
|
SEC
|
Kruchten Brad
|
Senior Vice President
|
|
-3.4K
|
$5.18
|
-$17.61K
|
|
SEC
|
Samuels Eric
|
CAO and Corp. Controller
|
|
+911
|
$1.50
|
+$1.37K
|
|
SEC
|
Kruchten Brad
|
Senior Vice President
|
|
-3.4K
|
$8.37
|
-$28.46K
|
|
SEC
|
Bullwinkle David E
|
CFO and Senior Vice President
|
|
+407
|
$0.91
|
+$370.37
|
|
SEC
|
Underberg Sharon E.
|
General Counsel, Sec., SVP
|
|
+8.6K
|
$0.91
|
+$7.83K
|
|
SEC
|
Vandagriff Randy
|
Vice President
|
|
+1.6K
|
$0.83
|
+$1.36K
|
|
SEC
|
Payne Christopher Joseph
|
Vice President
|
|
+1.2K
|
$0.92
|
+$1.11K
|
|
SEC
|
Kruchten Brad
|
Senior Vice President
|
|
-3.4K
|
$6.67
|
-$22.68K
|
|
SEC
|
Samuels Eric
|
CAO and Corp. Controller
|
|
-545
|
$6.75
|
-$3.68K
|
|
SEC
|
Overman Steven
|
Senior Vice President
|
|
+8.1K
|
$2.35
|
+$19.12K
|
|
SEC
|
Samuels Eric
|
CAO and Corp. Controller
|
|
-540
|
$7.70
|
-$4.16K
|
|
SEC
|
Bullwinkle David E
|
CFO and Senior Vice President
|
|
+1.1K
|
$2.11
|
+$2.33K
|
|
SEC
|
Kruchten Brad
|
Senior Vice President
|
|
+16K
|
$2.11
|
+$33.31K
|
|
SEC
|
O'Grady John G.
|
GM, WW Sales, Senior VP
|
|
+6.2K
|
$1.95
|
+$12.07K
|
|
SEC
|
Samuels Eric
|
CAO and Corp. Controller
|
|
+5.6K
|
$2.11
|
+$11.89K
|
|
SEC
|
Taber Terry R
|
Senior Vice President
|
|
+8.2K
|
$2.11
|
+$17.25K
|
|
SEC
|
Kruchten Brad
|
Senior Vice President
|
|
+1.5K
|
$2.14
|
+$3.29K
|
|
SEC
|
CLARKE JEFF
|
Chief Executive Officer
|
|
+1.5K
|
$6.95
|
+$10.43K
|
|
SEC
|
Bullwinkle David E
|
CFO and Senior Vice President
|
|
+1.1K
|
$7.23
|
+$7.95K
|
|
SEC
|
CLARKE JEFF
|
Chief Executive Officer
|
|
+8.5K
|
$7.29
|
+$61.97K
|
|
SEC
|
Engelberg Jeffrey D.
|
N/A
|
|
+5K
|
$7.40
|
+$37.00K
|
|
SEC
|
Samuels Eric
|
CAO and Corp. Controller
|
|
-540
|
$7.70
|
-$4.16K
|
|
SEC
|
Samuels Eric
|
CAO and Corp. Controller
|
|
-540
|
$9.10
|
-$4.91K
|
|
SEC
|
Kruchten Brad
|
Senior Vice President
|
|
-3.4K
|
$9.05
|
-$30.77K
|
|
SEC
|
Bullwinkle David E
|
CFO and Senior Vice President
|
|
+3.9K
|
$2.45
|
+$9.52K
|
|
SEC
|
Samuels Eric
|
CAO and Corp. Controller
|
|
-540
|
$9.45
|
-$5.10K
|
|
SEC
|
Bullwinkle David E
|
CFO and Senior Vice President
|
|
+2K
|
$9.43
|
+$18.86K
|
|
SEC
|
BlueMountain Kicking Horse Fund L.P.
|
N/A
|
|
-18M
|
$10.75
|
-$195.22M
|
|
SEC
|
BLUEMOUNTAIN SUMMIT TRADING L.P.
|
N/A
|
|
-18M
|
$10.75
|
-$195.22M
|
|
SEC
|
CLARKE JEFF
|
Chief Executive Officer
|
|
+3K
|
$9.38
|
+$28.14K
|
|
SEC
|
Samuels Eric
|
CAO and Corp. Controller
|
|
-540
|
$9.80
|
-$5.29K
|
|
SEC
|
CLARKE JEFF
|
Chief Executive Officer
|
|
+15K
|
$9.93
|
+$148.95K
|
|
SEC
|
Vandagriff Randy
|
Vice President
|
|
-1.2K
|
$9.82
|
-$12.08K
|
|
SEC
|
BlueMountain Kicking Horse Fund L.P.
|
N/A
|
|
-5.6M
|
$10.75
|
-$60.64M
|
|
SEC
|
BLUEMOUNTAIN SUMMIT TRADING L.P.
|
N/A
|
|
-5.6M
|
$10.75
|
-$60.64M
|
|
SEC
|
KARFUNKEL GEORGE
|
N/A
|
|
+836K
|
$10.75
|
+$8.98M
|
|
SEC
|
Kruchten Brad
|
Senior Vice President
|
|
-3.4K
|
$10.56
|
-$35.90K
|
|
SEC
|
MARX MOSES
|
N/A
|
|
+455K
|
$10.75
|
+$4.89M
|
|
SEC
|
BlueMountain Kicking Horse Fund L.P.
|
N/A
|
|
-5.1M
|
$10.75
|
-$55.04M
|
|
SEC
|
BLUEMOUNTAIN SUMMIT TRADING L.P.
|
N/A
|
|
-5.1M
|
$10.75
|
-$55.04M
|
|
SEC
|
Samuels Eric
|
CAO and Corp. Controller
|
|
-540
|
$9.65
|
-$5.21K
|
|
SEC
|
BlueMountain Kicking Horse Fund L.P.
|
N/A
|
|
-253K
|
$11.41
|
-$2.89M
|
|
SEC
|
BLUEMOUNTAIN SUMMIT TRADING L.P.
|
N/A
|
|
-253K
|
$11.46
|
-$2.90M
|
|
SEC
|
BlueMountain Kicking Horse Fund L.P.
|
N/A
|
|
-260K
|
$11.50
|
-$2.99M
|
|
SEC
|
BLUEMOUNTAIN SUMMIT TRADING L.P.
|
N/A
|
|
-260K
|
$11.50
|
-$2.99M
|
|
SEC
|
BlueMountain Kicking Horse Fund L.P.
|
N/A
|
|
-199K
|
$11.67
|
-$2.32M
|
|
SEC
|
BLUEMOUNTAIN SUMMIT TRADING L.P.
|
N/A
|
|
-199K
|
$11.67
|
-$2.32M
|
|
SEC
|
BlueMountain Kicking Horse Fund L.P.
|
N/A
|
|
-652K
|
$11.74
|
-$7.66M
|
|
SEC
|
BLUEMOUNTAIN SUMMIT TRADING L.P.
|
N/A
|
|
-652K
|
$11.74
|
-$7.66M
|
|
SEC
|
Samuels Eric
|
CAO and Corp. Controller
|
|
-540
|
$11.80
|
-$6.37K
|
|
SEC
|
BlueMountain Kicking Horse Fund L.P.
|
N/A
|
|
-739K
|
$11.54
|
-$8.53M
|
|
SEC
|
BLUEMOUNTAIN SUMMIT TRADING L.P.
|
N/A
|
|
-739K
|
$11.54
|
-$8.53M
|
|
SEC
|
BlueMountain Kicking Horse Fund L.P.
|
N/A
|
|
-436K
|
$11.97
|
-$5.22M
|
|
SEC
|
BLUEMOUNTAIN SUMMIT TRADING L.P.
|
N/A
|
|
-436K
|
$12.05
|
-$5.26M
|
|
SEC
|
CLARKE JEFF
|
Chief Executive Officer
|
|
+19K
|
$3.74
|
+$72.60K
|
|
SEC
|
Samuels Eric
|
CAO and Corp. Controller
|
|
-540
|
$14.55
|
-$7.86K
|
|
SEC
|
Samuels Eric
|
CAO and Corp. Controller
|
|
-540
|
$15.20
|
-$8.21K
|
|
SEC
|
Kruchten Brad
|
Senior Vice President
|
|
-3.4K
|
$14.90
|
-$50.66K
|
|
SEC
|
Samuels Eric
|
CAO and Corp. Controller
|
|
-540
|
$16.70
|
-$9.02K
|
|
SEC
|
O'Grady John G.
|
GM, WW Sales, Vice President
|
|
-6.5K
|
$14.98
|
-$97.37K
|
|
SEC
|
Kruchten Brad
|
Senior Vice President
|
|
-1.5K
|
$15.50
|
-$23.78K
|
|
SEC
|
Kruchten Brad
|
Senior Vice President
|
|
-3.4K
|
$14.09
|
-$47.91K
|
|
SEC
|
Samuels Eric
|
CAO and Corp. Controller
|
|
-584
|
$14.37
|
-$8.39K
|
|
SEC
|
Cullimore Philip
|
Senior Vice President
|
|
-9.6K
|
$15.22
|
-$146.84K
|
|
SEC
|
Samuels Eric
|
CAO and Corp. Controller
|
|
-579
|
$15.52
|
-$8.99K
|
|
SEC
|
Parrett William G
|
N/A
|
|
-20K
|
$15.96
|
-$315.80K
|
|
SEC
|
Kruchten Brad
|
Senior Vice President
|
|
-3.4K
|
$16.99
|
-$57.77K
|
|
SEC
|
Samuels Eric
|
CAO and Corp. Controller
|
|
-579
|
$16.97
|
-$9.83K
|
|
SEC
|
Samuels Eric
|
CAO and Corp. Controller
|
|
-579
|
$14.70
|
-$8.51K
|
|
SEC
|
Cullimore Philip
|
Senior Vice President
|
|
-1.2K
|
$13.82
|
-$16.90K
|
|
SEC
|
Kruchten Brad
|
Senior Vice President
|
|
-3.1K
|
$12.09
|
-$38.01K
|
|
SEC
|
Samuels Eric
|
CAO and Corp. Controller
|
|
-579
|
$11.67
|
-$6.76K
|
|
SEC
|
Mahe Eric-Yves
|
Senior Vice President
|
|
-10K
|
$11.94
|
-$119.40K
|
|
SEC
|
O'Grady John G.
|
GM, WW Sales, Vice President
|
|
-5K
|
$11.79
|
-$58.95K
|
|
SEC
|
Kruchten Brad
|
Senior Vice President
|
|
-3.4K
|
$11.14
|
-$37.88K
|
|
SEC
|
Samuels Eric
|
CAO and Corp. Controller
|
|
-579
|
$11.18
|
-$6.47K
|
|
SEC
|
Samuels Eric
|
Controller
|
|
-579
|
$10.99
|
-$6.36K
|
|
SEC
|
Samuels Eric
|
Controller
|
|
-579
|
$8.19
|
-$4.74K
|
|
SEC
|
Kruchten Brad
|
Senior Vice President
|
|
-3.4K
|
$8.95
|
-$30.43K
|
|
SEC
|
Samuels Eric
|
Controller
|
|
-579
|
$8.88
|
-$5.14K
|
|
SEC
|
Samuels Eric
|
Controller
|
|
-579
|
$12.68
|
-$7.34K
|
|
SEC
|
Samuels Eric
|
Controller
|
|
-1.2K
|
$13.41
|
-$15.53K
|
|
SEC
|
Cullimore Philip
|
Senior Vice President
|
|
-7.2K
|
$12.69
|
-$91.67K
|
|
SEC
|
CLARKE JEFF
|
Chief Executive Officer
|
|
+10K
|
$13.93
|
+$139.30K
|
|
SEC
|
SCHWARZMAN STEPHEN A
|
N/A
|
|
+210K
|
$12.94
|
+$2.72M
|
|
SEC
|
Smith J Albert III
|
N/A
|
|
+210K
|
$12.94
|
+$2.72M
|
|
SEC
|
CLARKE JEFF
|
Chief Executive Officer
|
|
+20K
|
$12.18
|
+$243.60K
|
|
SEC
|
SCHWARZMAN STEPHEN A
|
N/A
|
|
+177K
|
$12.30
|
+$2.18M
|
|
SEC
|
BlueMountain Long/Short Credit GP, LLC
|
N/A
|
|
-2M
|
$14.71
|
-$28.82M
|
|
SEC
|
BlueMountain Montenvers Holdings, LLC
|
N/A
|
|
+988K
|
$14.71
|
+$14.54M
|
|
SEC
|
BlueMountain Long/Short Credit & Distressed Reflection Fund, a sub fund of AAI BlueMountain Fund PLC
|
N/A
|
|
-343K
|
$20.56
|
-$7.05M
|
|
SEC
|
SCHWARZMAN STEPHEN A
|
N/A
|
|
+171K
|
$20.56
|
+$3.53M
|
|
SEC
|
MARX MOSES
|
N/A
|
|
+5K
|
$17.90
|
+$89.50K
|
|
SEC
|
MARX MOSES
|
N/A
|
|
+25K
|
$19.13
|
+$473.97K
|
|
SEC
|
MARX MOSES
|
N/A
|
|
+18K
|
$20.66
|
+$366.17K
|
|
SEC
|
Kruchten Brad
|
Senior Vice President
|
|
-300
|
$25.19
|
-$7.56K
|
|
SEC
|
Kruchten Brad
|
Senior Vice President
|
|
-736
|
$25.48
|
-$18.75K
|
|
SEC
|
KARFUNKEL GEORGE
|
N/A
|
|
+4.7M
|
$9.93
|
+$46.48M
|
|