SEC
|
BC Advisors LLC
|
N/A
|
|
+50K
|
$1.77
|
+$88.50K
|
|
SEC
|
Drapkin Matthew A
|
N/A
|
|
+50K
|
$1.77
|
+$88.50K
|
|
SEC
|
Imperial Capital Group Holdings II, LLC
|
See remarks
|
|
+50K
|
$1.76
|
+$88.00K
|
|
SEC
|
Hugar James H
|
N/A
|
|
+8K
|
$1.76
|
+$14.09K
|
|
SEC
|
Hugar James H
|
N/A
|
|
+4.8K
|
$1.82
|
+$8.75K
|
|
SEC
|
Imperial Capital Group Holdings II, LLC
|
See remarks
|
|
+11K
|
$1.99
|
+$22.08K
|
|
SEC
|
Imperial Capital Group Holdings II, LLC
|
See remarks
|
|
+20K
|
$1.93
|
+$37.65K
|
|
SEC
|
Imperial Capital Group Holdings II, LLC
|
See remarks
|
|
+15K
|
$1.95
|
+$28.48K
|
|
SEC
|
Imperial Capital Group Holdings II, LLC
|
See remarks
|
|
+124K
|
$1.92
|
+$238.25K
|
|
SEC
|
Imperial Capital Group Holdings II, LLC
|
See remarks
|
|
+14K
|
$1.95
|
+$26.39K
|
|
SEC
|
Imperial Capital Group Holdings II, LLC
|
See remarks
|
|
+70K
|
$2.02
|
+$141.03K
|
|
SEC
|
Imperial Capital Group Holdings II, LLC
|
See remarks
|
|
+39K
|
$2.01
|
+$78.17K
|
|
SEC
|
BC Advisors LLC
|
N/A
|
|
+223K
|
$1.99
|
+$444.53K
|
|
SEC
|
Drapkin Matthew A
|
N/A
|
|
+223K
|
$1.99
|
+$444.53K
|
|
SEC
|
Hugar James H
|
N/A
|
|
+5K
|
$1.98
|
+$9.98K
|
|
SEC
|
BC Advisors LLC
|
N/A
|
|
+15K
|
$2.09
|
+$30.98K
|
|
SEC
|
Drapkin Matthew A
|
N/A
|
|
+15K
|
$2.09
|
+$30.98K
|
|
SEC
|
Imperial Capital Group Holdings II, LLC
|
Chief Executive Officer
|
|
+15K
|
$2.09
|
+$30.99K
|
|
SEC
|
BC Advisors LLC
|
N/A
|
|
+9.2K
|
$2.05
|
+$18.80K
|
|
SEC
|
Drapkin Matthew A
|
N/A
|
|
+9.2K
|
$2.05
|
+$18.80K
|
|
SEC
|
Imperial Capital Group Holdings II, LLC
|
N/A
|
|
+9.2K
|
$2.06
|
+$18.89K
|
|
SEC
|
BC Advisors LLC
|
N/A
|
|
+297K
|
$2.00
|
+$593.21K
|
|
SEC
|
Drapkin Matthew A
|
N/A
|
|
+297K
|
$2.00
|
+$593.21K
|
|
SEC
|
Imperial Capital Group Holdings II, LLC
|
Chief Executive Officer
|
|
+297K
|
$2.00
|
+$593.21K
|
|
SEC
|
BC Advisors LLC
|
N/A
|
|
+24K
|
$2.37
|
+$56.00K
|
|
SEC
|
Drapkin Matthew A
|
N/A
|
|
+24K
|
$2.37
|
+$56.00K
|
|
SEC
|
Imperial Capital Group Holdings II, LLC
|
N/A
|
|
+24K
|
$2.37
|
+$56.02K
|
|
SEC
|
BC Advisors LLC
|
N/A
|
|
+45K
|
$2.28
|
+$103.58K
|
|
SEC
|
Drapkin Matthew A
|
N/A
|
|
+45K
|
$2.28
|
+$103.58K
|
|
SEC
|
Imperial Capital Group Holdings II, LLC
|
N/A
|
|
+45K
|
$2.28
|
+$103.59K
|
|
SEC
|
BC Advisors LLC
|
N/A
|
|
+28K
|
$2.15
|
+$60.93K
|
|
SEC
|
Drapkin Matthew A
|
N/A
|
|
+28K
|
$2.15
|
+$60.93K
|
|
SEC
|
Imperial Capital Group Holdings II, LLC
|
N/A
|
|
+28K
|
$2.15
|
+$61.09K
|
|
SEC
|
Hugar James H
|
N/A
|
|
+16K
|
$2.15
|
+$33.97K
|
|
SEC
|
LONG BALL PARTNERS LLC
|
N/A
|
|
+387K
|
$2.00
|
+$773.00K
|
|
SEC
|
LONG BALL PARTNERS LLC
|
N/A
|
|
+9.5K
|
$1.99
|
+$18.89K
|
|
SEC
|
LONG BALL PARTNERS LLC
|
N/A
|
|
+3.8K
|
$1.89
|
+$7.13K
|
|
SEC
|
LONG BALL PARTNERS LLC
|
N/A
|
|
+5.6K
|
$1.90
|
+$10.67K
|
|
SEC
|
LONG BALL PARTNERS LLC
|
N/A
|
|
+32K
|
$1.91
|
+$60.64K
|
|
SEC
|
LONG BALL PARTNERS LLC
|
N/A
|
|
+9.1K
|
$2.00
|
+$18.15K
|
|
SEC
|
LONG BALL PARTNERS LLC
|
N/A
|
|
+168K
|
$2.00
|
+$335.91K
|
|
SEC
|
BC Advisors LLC
|
N/A
|
|
+6.8K
|
$2.00
|
+$13.66K
|
|
SEC
|
Drapkin Matthew A
|
N/A
|
|
+6.8K
|
$2.00
|
+$13.66K
|
|
SEC
|
BC Advisors LLC
|
N/A
|
|
+12K
|
$1.99
|
+$23.08K
|
|
SEC
|
Drapkin Matthew A
|
N/A
|
|
+12K
|
$1.99
|
+$23.08K
|
|
SEC
|
LONG BALL PARTNERS LLC
|
N/A
|
|
+12K
|
$1.99
|
+$23.09K
|
|
SEC
|
BC Advisors LLC
|
N/A
|
|
+5.3K
|
$2.00
|
+$10.65K
|
|
SEC
|
Drapkin Matthew A
|
N/A
|
|
+5.3K
|
$2.00
|
+$10.65K
|
|
SEC
|
LONG BALL PARTNERS LLC
|
N/A
|
|
+5.3K
|
$2.00
|
+$10.65K
|
|
SEC
|
BC Advisors LLC
|
N/A
|
|
+21K
|
$2.00
|
+$42.99K
|
|
SEC
|
Drapkin Matthew A
|
N/A
|
|
+21K
|
$2.00
|
+$42.99K
|
|
SEC
|
LONG BALL PARTNERS LLC
|
N/A
|
|
+27K
|
$2.00
|
+$53.54K
|
|
SEC
|
BC Advisors LLC
|
N/A
|
|
+13K
|
$2.00
|
+$26.90K
|
|
SEC
|
Drapkin Matthew A
|
N/A
|
|
+13K
|
$2.00
|
+$26.90K
|
|
SEC
|
LONG BALL PARTNERS LLC
|
N/A
|
|
+14K
|
$2.00
|
+$28.35K
|
|
SEC
|
BC Advisors LLC
|
N/A
|
|
+13K
|
$2.00
|
+$25.57K
|
|
SEC
|
Drapkin Matthew A
|
N/A
|
|
+13K
|
$2.00
|
+$25.57K
|
|
SEC
|
LONG BALL PARTNERS LLC
|
N/A
|
|
+6.8K
|
$2.00
|
+$13.57K
|
|
SEC
|
BC Advisors LLC
|
N/A
|
|
+111K
|
$1.99
|
+$221.55K
|
|
SEC
|
Drapkin Matthew A
|
N/A
|
|
+111K
|
$1.99
|
+$221.55K
|
|
SEC
|
LONG BALL PARTNERS LLC
|
N/A
|
|
+5.6K
|
$2.00
|
+$11.12K
|
|
SEC
|
LONG BALL PARTNERS LLC
|
N/A
|
|
+113K
|
$1.99
|
+$225.16K
|
|
SEC
|
BC Advisors LLC
|
N/A
|
|
+13K
|
$2.05
|
+$27.60K
|
|
SEC
|
Drapkin Matthew A
|
N/A
|
|
+13K
|
$2.05
|
+$27.60K
|
|
SEC
|
LONG BALL PARTNERS LLC
|
N/A
|
|
+166K
|
$0.08
|
+$13.27K
|
|
SEC
|
BC Advisors LLC
|
N/A
|
|
+19K
|
$2.05
|
+$38.70K
|
|
SEC
|
Drapkin Matthew A
|
N/A
|
|
+19K
|
$2.05
|
+$38.70K
|
|
SEC
|
LONG BALL PARTNERS LLC
|
N/A
|
|
+19K
|
$2.05
|
+$38.70K
|
|
SEC
|
BC Advisors LLC
|
N/A
|
|
+3.7K
|
$2.05
|
+$7.52K
|
|
SEC
|
Drapkin Matthew A
|
N/A
|
|
+3.7K
|
$2.05
|
+$7.52K
|
|
SEC
|
LONG BALL PARTNERS LLC
|
N/A
|
|
+3.7K
|
$2.05
|
+$7.52K
|
|
SEC
|
BC Advisors LLC
|
N/A
|
|
+44K
|
$2.02
|
+$88.99K
|
|
SEC
|
Drapkin Matthew A
|
N/A
|
|
+44K
|
$2.02
|
+$88.99K
|
|
SEC
|
LONG BALL PARTNERS LLC
|
N/A
|
|
+2K
|
$2.05
|
+$4.16K
|
|
SEC
|
LONG BALL PARTNERS LLC
|
N/A
|
|
+83K
|
$2.01
|
+$167.13K
|
|
SEC
|
BC Advisors LLC
|
N/A
|
|
+45K
|
$2.01
|
+$90.98K
|
|
SEC
|
Drapkin Matthew A
|
N/A
|
|
+45K
|
$2.01
|
+$90.98K
|
|
SEC
|
LONG BALL PARTNERS LLC
|
N/A
|
|
+20K
|
$2.04
|
+$41.10K
|
|
SEC
|
BC Advisors LLC
|
N/A
|
|
+16K
|
$2.03
|
+$32.48K
|
|
SEC
|
Drapkin Matthew A
|
N/A
|
|
+16K
|
$2.03
|
+$32.48K
|
|
SEC
|
BC Advisors LLC
|
N/A
|
|
+27K
|
$1.98
|
+$52.80K
|
|
SEC
|
Drapkin Matthew A
|
N/A
|
|
+27K
|
$1.98
|
+$52.80K
|
|
SEC
|
LONG BALL PARTNERS LLC
|
N/A
|
|
+27K
|
$1.98
|
+$52.77K
|
|
SEC
|
BC Advisors LLC
|
N/A
|
|
+101K
|
$2.43
|
+$246.36K
|
|
SEC
|
Drapkin Matthew A
|
N/A
|
|
+101K
|
$2.43
|
+$246.36K
|
|
SEC
|
LONG BALL PARTNERS LLC
|
N/A
|
|
+101K
|
$2.43
|
+$246.36K
|
|
SEC
|
Matter David
|
N/A
|
|
+169K
|
$2.42
|
+$408.69K
|
|
SEC
|
Matter David
|
N/A
|
|
+65K
|
$1.14
|
+$74.41K
|
|
SEC
|
BC Advisors LLC
|
N/A
|
|
+238K
|
$2.38
|
+$565.58K
|
|
SEC
|
Drapkin Matthew A
|
N/A
|
|
+238K
|
$2.38
|
+$565.58K
|
|
SEC
|
LONG BALL PARTNERS LLC
|
N/A
|
|
+237K
|
$2.38
|
+$564.93K
|
|
SEC
|
BC Advisors LLC
|
N/A
|
|
+42K
|
$2.36
|
+$98.41K
|
|
SEC
|
LONG BALL PARTNERS LLC
|
N/A
|
|
+42K
|
$2.37
|
+$98.83K
|
|
SEC
|
BC Advisors LLC
|
N/A
|
|
+50K
|
$2.19
|
+$109.50K
|
|
SEC
|
LONG BALL PARTNERS LLC
|
N/A
|
|
+50K
|
$2.19
|
+$109.50K
|
|
SEC
|
BC Advisors LLC
|
N/A
|
|
+45K
|
$2.14
|
+$96.30K
|
|
SEC
|
LONG BALL PARTNERS LLC
|
N/A
|
|
+45K
|
$2.14
|
+$96.30K
|
|
SEC
|
Hugar James H
|
N/A
|
|
+1.6K
|
$2.03
|
+$3.20K
|
|
SEC
|
BC Advisors LLC
|
N/A
|
|
+54K
|
$2.03
|
+$109.62K
|
|
SEC
|
Hugar James H
|
N/A
|
|
+6.4K
|
$2.00
|
+$12.78K
|
|
SEC
|
LONG BALL PARTNERS LLC
|
N/A
|
|
+54K
|
$2.03
|
+$109.62K
|
|
SEC
|
BC Advisors LLC
|
N/A
|
|
+98K
|
$1.65
|
+$160.88K
|
|
SEC
|
Harbin Thomas S
|
N/A
|
|
+7.2K
|
$1.69
|
+$12.18K
|
|
SEC
|
Hugar James H
|
N/A
|
|
+6.3K
|
$1.68
|
+$10.57K
|
|
SEC
|
LONG BALL PARTNERS LLC
|
N/A
|
|
+98K
|
$1.65
|
+$160.88K
|
|
SEC
|
Parmelee James P
|
N/A
|
|
+10K
|
$1.75
|
+$17.50K
|
|
SEC
|
Drapkin Matthew A
|
N/A
|
|
+46K
|
$1.51
|
+$69.81K
|
|
SEC
|
LONG BALL PARTNERS LLC
|
N/A
|
|
+1.4M
|
$1.81
|
+$2.48M
|
|
SEC
|
Parmelee James P
|
N/A
|
|
+5K
|
$2.75
|
+$13.75K
|
|
SEC
|
Harbin Thomas S
|
N/A
|
|
+10K
|
$2.64
|
+$26.40K
|
|
SEC
|
BC Advisors LLC
|
N/A
|
|
+164K
|
$2.38
|
+$391.01K
|
|
SEC
|
Drapkin Matthew A
|
N/A
|
|
+164K
|
$2.38
|
+$391.01K
|
|
SEC
|
LONG BALL PARTNERS LLC
|
N/A
|
|
+329K
|
$2.38
|
+$782.27K
|
|
SEC
|
BROUSSEAU REYNOLDS A
|
President and CEO
|
|
+1K
|
$4.40
|
+$4.40K
|
|
SEC
|
BROUSSEAU REYNOLDS A
|
President and CEO
|
|
+4.7K
|
$4.39
|
+$20.63K
|
|
SEC
|
EDWARDS LARRY D
|
N/A
|
|
-150K
|
$7.85
|
-$1.18M
|
|
SEC
|
WILSON JAMES P
|
CFO & VP of Finance
|
|
-10K
|
$7.85
|
-$78.50K
|
|
SEC
|
EDWARDS LARRY D
|
N/A
|
|
-100K
|
$7.70
|
-$770.00K
|
|
SEC
|
EDWARDS LARRY D
|
Chairman and CEO
|
|
-263K
|
$10.05
|
-$2.64M
|
|
SEC
|
PPM AMERICA PRIVATE EQUITY FUND LP
|
N/A
|
|
-200K
|
$9.80
|
-$1.96M
|
|
SEC
|
PPM AMERICA PRIVATE EQUITY FUND LP
|
N/A
|
|
-200
|
$10.00
|
-$2.00K
|
|
SEC
|
PPM AMERICA PRIVATE EQUITY FUND LP
|
N/A
|
|
-4.6K
|
$10.07
|
-$46.32K
|
|
SEC
|
NESS MONTE
|
Senior Vice President
|
|
-10K
|
$9.01
|
-$90.10K
|
|
SEC
|
SCHOCKEMOEHL GENE F
|
Senior Vice President
|
|
+44K
|
$8.95
|
+$396.22K
|
|
SEC
|
EDWARDS LARRY D
|
Chairman, President and CEO
|
|
-202K
|
$8.95
|
-$1.81M
|
|
SEC
|
SCHOCKEMOEHL GENE F
|
Senior Vice President
|
|
-110K
|
$8.99
|
-$991.91K
|
|
SEC
|
NESS MONTE
|
Senior Vice President
|
|
-26K
|
$10.52
|
-$272.47K
|
|
SEC
|
PPM AMERICA PRIVATE EQUITY FUND LP
|
N/A
|
|
-13K
|
$10.50
|
-$133.35K
|
|
SEC
|
PPM AMERICA PRIVATE EQUITY FUND LP
|
N/A
|
|
-28K
|
$10.57
|
-$294.90K
|
|
SEC
|
NESS MONTE
|
Senior Vice President
|
|
-18K
|
$10.86
|
-$190.05K
|
|
SEC
|
SCHOCKEMOEHL GENE F
|
Senior Vice President
|
|
-108K
|
$10.80
|
-$1.17M
|
|
SEC
|
SCHOCKEMOEHL GENE F
|
Senior Vice President
|
|
-17K
|
$11.50
|
-$196.65K
|
|
SEC
|
WILSON JAMES P
|
Chief Financial Officer
|
|
-40K
|
$11.30
|
-$452.00K
|
|
SEC
|
EDWARDS LARRY D
|
Chairman, President and CEO
|
|
-175K
|
$10.71
|
-$1.87M
|
|
SEC
|
HACKNER MICHAEL H
|
Chief Financial Officer
|
|
-228K
|
$6.15
|
-$1.40M
|
|
SEC
|
HACKNER MICHAEL H
|
Chief Financial Officer
|
|
-152K
|
$6.18
|
-$941.86K
|
|
SEC
|
MCSWEENEY JOHN L
|
President of CFI, Inc.
|
|
-25K
|
$5.48
|
-$137.00K
|
|
SEC
|
MCSWEENEY JOHN L
|
President of CFI, Inc.
|
|
-15K
|
$5.75
|
-$86.25K
|
|