SEC
|
BERMAN STEPHEN G
|
Chairman, CEO, and Secretary
|
|
-115K
|
$22.37
|
-$2.57M
|
|
SEC
|
Rosen Lawrence I
|
N/A
|
|
+15K
|
$25.99
|
+$394.14K
|
|
SEC
|
Kimble John Louis
|
Chief Financial Officer
|
|
-48K
|
$27.62
|
-$1.33M
|
|
SEC
|
Rosen Lawrence I
|
N/A
|
|
+10K
|
$17.58
|
+$177.35K
|
|
SEC
|
BERMAN STEPHEN G
|
CEO, President and Secretary
|
|
+78K
|
$17.49
|
+$1.37M
|
|
SEC
|
Kimble John Louis
|
Chief Financial Officer
|
|
+18K
|
$17.49
|
+$310.31K
|
|
SEC
|
MCGRATH JOHN JOSEPH
|
Chief Operating Officer
|
|
+26K
|
$17.49
|
+$459.30K
|
|
SEC
|
Kimble John Louis
|
Chief Financial Officer
|
|
+19K
|
$18.54
|
+$346.72K
|
|
SEC
|
Gahan Thomas
|
N/A
|
|
-700K
|
$22.83
|
-$15.98M
|
|
SEC
|
Rosen Lawrence I
|
N/A
|
|
-61K
|
$13.46
|
-$826.67K
|
|
SEC
|
Rosen Lawrence I
|
N/A
|
|
+20K
|
$13.00
|
+$260.00K
|
|
SEC
|
Rosen Lawrence I
|
N/A
|
|
+40K
|
$13.52
|
+$546.44K
|
|
SEC
|
Rosen Lawrence I
|
N/A
|
|
+5.8K
|
$15.17
|
+$87.97K
|
|
SEC
|
Rosen Lawrence I
|
N/A
|
|
+25K
|
$15.89
|
+$397.25K
|
|
SEC
|
Rosen Lawrence I
|
N/A
|
|
+57K
|
$15.29
|
+$869.86K
|
|
SEC
|
Rosen Lawrence I
|
N/A
|
|
+432K
|
$10.18
|
+$4.40M
|
|
SEC
|
BERMAN STEPHEN G
|
CEO, President and Secretary
|
|
-31K
|
$9.12
|
-$281.11K
|
|
SEC
|
BERMAN STEPHEN G
|
CEO, President and Secretary
|
|
-23K
|
$9.31
|
-$213.51K
|
|
SEC
|
BERMAN STEPHEN G
|
CEO, President and Secretary
|
|
-34K
|
$9.83
|
-$338.21K
|
|
SEC
|
BERMAN STEPHEN G
|
CEO, President and Secretary
|
|
+17K
|
$10.19
|
+$169.06K
|
|
SEC
|
BERMAN STEPHEN G
|
CEO, President and Secretary
|
|
-7.4K
|
$9.46
|
-$69.62K
|
|
SEC
|
MCGRATH JOHN JOSEPH
|
Chief Operating Officer
|
|
+9.7K
|
$10.61
|
+$102.95K
|
|
SEC
|
Gahan Thomas
|
N/A
|
|
+161K
|
$30.38
|
+$4.89M
|
|
SEC
|
Rosen Lawrence I
|
N/A
|
|
+307K
|
$10.73
|
+$3.29M
|
|
SEC
|
Rosen Lawrence I
|
N/A
|
|
+120K
|
$12.51
|
+$1.50M
|
|
SEC
|
BERMAN STEPHEN G
|
CEO, President and Secretary
|
|
-403K
|
$10.98
|
-$4.43M
|
|
SEC
|
MCGRATH JOHN JOSEPH
|
Chief Operating Officer
|
|
-121K
|
$11.05
|
-$1.34M
|
|
SEC
|
Gahan Thomas
|
N/A
|
|
+584K
|
$10.32
|
+$6.02M
|
|
SEC
|
Rosen Lawrence I
|
N/A
|
|
+365K
|
$9.48
|
+$3.46M
|
|
SEC
|
BERMAN STEPHEN G
|
CEO, President and Secretary
|
|
+61K
|
$4.98
|
+$303.64K
|
|
SEC
|
MCGRATH JOHN JOSEPH
|
Chief Operating Officer
|
|
+21K
|
$4.98
|
+$105.70K
|
|
SEC
|
BERMAN STEPHEN G
|
CEO, President and Secretary
|
|
+199K
|
$1.03
|
+$205.21K
|
|
SEC
|
MCGRATH JOHN JOSEPH
|
Chief Operating Officer
|
|
+91K
|
$1.03
|
+$94.11K
|
|
SEC
|
GROSS MICHAEL JONATHAN
|
N/A
|
|
-14K
|
$1.83
|
-$25.03K
|
|
SEC
|
POULSEN REX H
|
N/A
|
|
-14K
|
$1.83
|
-$25.03K
|
|
SEC
|
SITRICK MICHAEL S
|
N/A
|
|
-14K
|
$1.83
|
-$25.03K
|
|
SEC
|
SKALA MURRAY L
|
N/A
|
|
-14K
|
$1.83
|
-$25.03K
|
|
SEC
|
BERMAN STEPHEN G
|
CEO, President and Secretary
|
|
+2.4M
|
$1.47
|
+$3.50M
|
|
SEC
|
MCGRATH JOHN JOSEPH
|
Chief Operating Officer
|
|
+680K
|
$1.47
|
+$1.00M
|
|
SEC
|
Novak Brent T
|
Chief Financial Officer
|
|
+47K
|
$0.26
|
+$12.26K
|
|
SEC
|
BERMAN STEPHEN G
|
CEO, President and Secretary
|
|
-6.4K
|
$2.05
|
-$13.08K
|
|
SEC
|
BERMAN STEPHEN G
|
CEO, President and Secretary
|
|
-112K
|
$1.47
|
-$164.93K
|
|
SEC
|
MCGRATH JOHN JOSEPH
|
Chief Operating Officer
|
|
-25K
|
$1.47
|
-$37.24K
|
|
SEC
|
GROSS MICHAEL JONATHAN
|
N/A
|
|
+55K
|
$1.83
|
+$100.11K
|
|
SEC
|
POULSEN REX H
|
N/A
|
|
+55K
|
$1.83
|
+$100.11K
|
|
SEC
|
SHOGHI ALEXANDER
|
N/A
|
|
+55K
|
$1.83
|
+$100.11K
|
|
SEC
|
SITRICK MICHAEL S
|
N/A
|
|
+55K
|
$1.83
|
+$100.11K
|
|
SEC
|
SKALA MURRAY L
|
N/A
|
|
+55K
|
$1.83
|
+$100.11K
|
|
SEC
|
Zhao Xiaoqiang
|
N/A
|
|
+55K
|
$1.83
|
+$100.11K
|
|
SEC
|
BERMAN STEPHEN G
|
CEO, President and Secretary
|
|
-6.2K
|
$2.15
|
-$13.38K
|
|
SEC
|
BERMAN STEPHEN G
|
CEO, President and Secretary
|
|
+1.5M
|
$2.35
|
+$3.42M
|
|
SEC
|
GROSS MICHAEL JONATHAN
|
N/A
|
|
+42K
|
$2.40
|
+$99.79K
|
|
SEC
|
MCGRATH JOHN JOSEPH
|
Chief Operating Officer
|
|
+426K
|
$2.35
|
+$1.00M
|
|
SEC
|
POULSEN REX H
|
N/A
|
|
+42K
|
$2.40
|
+$99.79K
|
|
SEC
|
SHOGHI ALEXANDER
|
N/A
|
|
+42K
|
$2.40
|
+$99.79K
|
|
SEC
|
SITRICK MICHAEL S
|
N/A
|
|
+42K
|
$2.40
|
+$99.79K
|
|
SEC
|
SKALA MURRAY L
|
N/A
|
|
+42K
|
$2.40
|
+$99.79K
|
|
SEC
|
Zhao Xiaoqiang
|
N/A
|
|
+42K
|
$2.40
|
+$99.79K
|
|
SEC
|
BERMAN STEPHEN G
|
CEO, President and Secretary
|
|
+10K
|
$3.40
|
+$34.00K
|
|
SEC
|
SITRICK MICHAEL S
|
N/A
|
|
+10K
|
$3.50
|
+$35.00K
|
|
SEC
|
SHOGHI ALEXANDER
|
N/A
|
|
+17K
|
$5.14
|
+$86.38K
|
|
SEC
|
Fischer Seth
|
N/A
|
|
+43K
|
$5.27
|
+$227.36K
|
|
SEC
|
BERMAN STEPHEN G
|
CEO, President and Secretary
|
|
+239K
|
$5.15
|
+$1.23M
|
|
SEC
|
GROSS MICHAEL JONATHAN
|
N/A
|
|
+19K
|
$5.17
|
+$99.91K
|
|
SEC
|
MCGRATH JOHN JOSEPH
|
Chief Operating Officer
|
|
+51K
|
$5.15
|
+$261.08K
|
|
SEC
|
POULSEN REX H
|
N/A
|
|
+19K
|
$5.17
|
+$99.91K
|
|
SEC
|
SITRICK MICHAEL S
|
N/A
|
|
+19K
|
$5.17
|
+$99.91K
|
|
SEC
|
SKALA MURRAY L
|
N/A
|
|
+19K
|
$5.17
|
+$99.91K
|
|
SEC
|
Fischer Seth
|
N/A
|
|
+13K
|
$5.10
|
+$65.47K
|
|
SEC
|
Fischer Seth
|
N/A
|
|
+30K
|
$5.10
|
+$153.90K
|
|
SEC
|
Fischer Seth
|
N/A
|
|
+162K
|
$4.93
|
+$797.02K
|
|
SEC
|
California Capital Z, LLC
|
N/A
|
|
-134K
|
$8.82
|
-$1.18M
|
|
SEC
|
California Capital Z, LLC
|
N/A
|
|
-30K
|
$8.80
|
-$264.00K
|
|
SEC
|
California Capital Z, LLC
|
N/A
|
|
-100K
|
$8.62
|
-$862.00K
|
|
SEC
|
California Capital Z, LLC
|
N/A
|
|
-13K
|
$8.53
|
-$114.31K
|
|
SEC
|
California Capital Z, LLC
|
N/A
|
|
-28K
|
$8.62
|
-$243.72K
|
|
SEC
|
California Capital Z, LLC
|
N/A
|
|
-100K
|
$8.20
|
-$820.00K
|
|
SEC
|
California Capital Z, LLC
|
N/A
|
|
-7K
|
$8.07
|
-$56.49K
|
|
SEC
|
California Capital Z, LLC
|
N/A
|
|
-28K
|
$7.85
|
-$221.27K
|
|
SEC
|
California Capital Z, LLC
|
N/A
|
|
-37K
|
$7.84
|
-$291.53K
|
|
SEC
|
California Capital Z, LLC
|
N/A
|
|
-9.3K
|
$7.82
|
-$72.78K
|
|
SEC
|
California Capital Z, LLC
|
N/A
|
|
-19K
|
$7.94
|
-$152.11K
|
|
SEC
|
Pine River Capital Management LLC
|
N/A
|
|
-952K
|
$7.63
|
-$7.27M
|
|
SEC
|
California Capital Z, LLC
|
N/A
|
|
-33K
|
$7.81
|
-$258.60K
|
|
SEC
|
California Capital Z, LLC
|
N/A
|
|
-89K
|
$7.86
|
-$696.44K
|
|
SEC
|
California Capital Z, LLC
|
N/A
|
|
-50K
|
$7.74
|
-$389.65K
|
|
SEC
|
California Capital Z, LLC
|
N/A
|
|
-1M
|
$7.45
|
-$7.45M
|
|
SEC
|
POULSEN REX H
|
N/A
|
|
+10K
|
$6.87
|
+$68.70K
|
|
SEC
|
California Capital Z, LLC
|
N/A
|
|
-160K
|
$8.00
|
-$1.28M
|
|
SEC
|
Fischer Seth
|
N/A
|
|
+245K
|
$8.08
|
+$1.98M
|
|
SEC
|
California Capital Z, LLC
|
N/A
|
|
-67K
|
$9.46
|
-$632.83K
|
|
SEC
|
Fischer Seth
|
N/A
|
|
+15K
|
$9.00
|
+$135.59K
|
|
SEC
|
Fischer Seth
|
N/A
|
|
+1.1M
|
$6.94
|
+$7.52M
|
|
SEC
|
California Capital Z, LLC
|
N/A
|
|
+1.3M
|
$7.41
|
+$9.90M
|
|
SEC
|
California Capital Z, LLC
|
N/A
|
|
+859K
|
$10.42
|
+$8.95M
|
|
SEC
|
BLATTE DAVID C
|
N/A
|
|
-10K
|
$16.01
|
-$160.10K
|
|
SEC
|
FRIEDMAN JACK
|
Chairman and Co-CEO
|
|
-12K
|
$13.59
|
-$158.20K
|
|
SEC
|
FRIEDMAN JACK
|
Chairman and Co-CEO
|
|
-25K
|
$13.20
|
-$330.00K
|
|
SEC
|
FRIEDMAN JACK
|
Chairman and Co-CEO
|
|
-25K
|
$12.89
|
-$322.25K
|
|
SEC
|
FRIEDMAN JACK
|
Chairman and Co-CEO
|
|
-25K
|
$12.15
|
-$303.75K
|
|
SEC
|
FRIEDMAN JACK
|
Chairman and Co-CEO
|
|
-60K
|
$12.41
|
-$744.60K
|
|
SEC
|
Bennett Joel M
|
Executive VP and CFO
|
|
-7K
|
$10.55
|
-$73.85K
|
|
SEC
|
FRIEDMAN JACK
|
Chairman and Co-CEO
|
|
-60K
|
$10.41
|
-$624.60K
|
|
SEC
|
Bennett Joel M
|
Executive VP and CFO
|
|
-6.5K
|
$12.11
|
-$78.72K
|
|
SEC
|
BERMAN STEPHEN G
|
COO, Pres. and Sec.
|
|
-60K
|
$12.73
|
-$763.80K
|
|
SEC
|
MILLER MICHAEL G
|
N/A
|
|
-15K
|
$26.26
|
-$393.90K
|
|
SEC
|
GLICK ROBERT E
|
N/A
|
|
-22K
|
$25.11
|
-$552.42K
|
|
SEC
|
MILLER MICHAEL G
|
N/A
|
|
-16K
|
$23.07
|
-$370.00K
|
|
SEC
|
SKALA MURRAY L
|
N/A
|
|
-23K
|
$23.48
|
-$528.30K
|
|
SEC
|
MILLER MICHAEL G
|
N/A
|
|
-14K
|
$23.14
|
-$314.89K
|
|
SEC
|
GLICK ROBERT E
|
N/A
|
|
-22K
|
$23.36
|
-$513.92K
|
|
SEC
|
SKALA MURRAY L
|
N/A
|
|
+19K
|
$22.55
|
+$421.17K
|
|
SEC
|
BERMAN STEPHEN G
|
COO, Pres. and Secretary
|
|
-90K
|
$23.80
|
-$2.14M
|
|
SEC
|
GLICK ROBERT E
|
N/A
|
|
-22K
|
$26.98
|
-$593.56K
|
|
SEC
|
SKALA MURRAY L
|
N/A
|
|
-19K
|
$27.22
|
-$519.74K
|
|
SEC
|
FRIEDMAN JACK
|
Chairman and CEO
|
|
-160K
|
$27.64
|
-$4.42M
|
|
SEC
|
Bennett Joel M
|
Executive VP and CFO
|
|
-40K
|
$28.52
|
-$1.14M
|
|
SEC
|
BERMAN STEPHEN G
|
COO, President and Secretary
|
|
-70K
|
$23.42
|
-$1.64M
|
|
SEC
|
FRIEDMAN JACK
|
Chairman and CEO
|
|
-75K
|
$24.83
|
-$1.86M
|
|
SEC
|
BERMAN STEPHEN G
|
COO, President & Secretary
|
|
-70K
|
$25.33
|
-$1.77M
|
|
SEC
|
BLATTE DAVID C
|
N/A
|
|
-5K
|
$24.30
|
-$121.50K
|
|
SEC
|
BERMAN STEPHEN G
|
COO, President and Secretary
|
|
-100K
|
$26.10
|
-$2.61M
|
|
SEC
|
Bennett Joel M
|
Executive VP and CFO
|
|
-35K
|
$23.51
|
-$822.85K
|
|
SEC
|
BERMAN STEPHEN G
|
COO, President & Secretary
|
|
-50K
|
$21.75
|
-$1.09M
|
|
SEC
|
FRIEDMAN JACK
|
Chairman and CEO
|
|
-50K
|
$21.71
|
-$1.09M
|
|
SEC
|
BERMAN STEPHEN G
|
COO, President and Secretary
|
|
-50K
|
$21.67
|
-$1.08M
|
|
SEC
|
FRIEDMAN JACK
|
Chairman and CEO
|
|
-50K
|
$21.61
|
-$1.08M
|
|
SEC
|
FRIEDMAN JACK
|
Chairman and CEO
|
|
-100K
|
$22.28
|
-$2.23M
|
|
SEC
|
BERMAN STEPHEN G
|
COO, President and Secretary
|
|
-50K
|
$21.93
|
-$1.10M
|
|
SEC
|
FRIEDMAN JACK
|
Chairman & Chief Exec Officer
|
|
-13K
|
$20.12
|
-$267.58K
|
|
SEC
|
Bennett Joel M
|
Executive VP and CFO
|
|
-50K
|
$23.06
|
-$1.15M
|
|
SEC
|
BERMAN STEPHEN G
|
COO, President and Secretary
|
|
-75K
|
$26.02
|
-$1.95M
|
|
SEC
|
BERMAN STEPHEN G
|
COO, President and Secretary
|
|
-75K
|
$26.06
|
-$1.95M
|
|
SEC
|
BERMAN STEPHEN G
|
COO, President and Secretary
|
|
-150K
|
$24.32
|
-$3.65M
|
|
SEC
|
Bennett Joel M
|
Executive Vice President
|
|
-4.7K
|
$19.50
|
-$91.26K
|
|
SEC
|
Bennett Joel M
|
Executive Vice President
|
|
-40K
|
$19.31
|
-$762.94K
|
|